Cetera Investment Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Cetera Investment Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-22,074	Closed	-$1.09M	–	13
2017 Q2	$1.09M	Sell	22,074 -3,590	-14%	-$176K	1.38%	21
2017 Q1	$1.23M	Sell	25,664 -11,513	-31%	-$545K	1.41%	19
2016 Q4	$1.7M	Sell	37,177 -4,959	-12%	-$226K	1.27%	18
2016 Q3	$1.95M	Sell	42,136 -4,846	-10%	-$221K	1.26%	21
2016 Q2	$2.06M	Sell	46,982 -3,861	-8%	-$168K	1.21%	22
2016 Q1	$2.2M	Buy	50,843 +2,541	+5%	+$105K	1.14%	21
2015 Q4	$2.1M	Buy	+48,302	New	+$2.21M	0.85%	29

Other funds holding CWB

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Cetera Investment Management's CWB Position: Q3 2017 in Review

Cetera Investment Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q3 2017, closing a stake of 22,074 shares — an estimated $1.09M sold.

Cetera Investment Management first reported a position in CWB in Q4 2015 and held it in 7 quarters. The position peaked at $2.2M in Q1 2016. 268 funds tracked by Wall St. Rank hold CWB as of Q3 2017.

Cetera Investment Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q3 2017 after selling out during the quarter.
Cetera Investment Management sold 22,074 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2017, an estimated $1.09M.
Cetera Investment Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2015 and held it in 7 quarters.
Cetera Investment Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $2.2M in Q1 2016.
268 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2017.

Based on Cetera Investment Management's 13F filing for Q3 2017.