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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M Turnover 17.48%
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$79.1M
AUM Growth
-$8.18M
Cap. Flow
-$8.83M
Cap. Flow %
-11.16%
Top 10 Hldgs %
39.07%
Holding
103
New
4
Increased
6
Reduced
78
Closed
14
Avg Time Held
1.2 years
Top 10 Avg Time Held
0.8 years
Top 20 Avg Time Held
0.8 years

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.36M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$1.9M
3
SH icon
ProShares Short S&P500
SH
+$1.68M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$441K

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.64M
2
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$1.51M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.09M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$477K
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$473K

Sector Composition

Rank Sector Weight
1 Miscellaneous 68.28%
2 Healthcare 5.18%
3 Technology 4.74%
4 Financials 4.54%
5 Consumer Staples 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HEFA icon
1
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.47B
$5.22M 6.6%
183,717
+2,219
+1% +$62.7K
2015 Q4
6 quarters
SHY icon
2
iShares 1-3 Year Treasury Bond ETF
SHY
$27B
$4.68M 5.92%
55,437
-3,020
-5% -$255K
2015 Q4
6 quarters
LQD icon
3
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$28.8B
$3.5M 4.42%
29,016
-3,043
-9% -$364K
2015 Q4
6 quarters
MBB icon
4
iShares MBS ETF
MBB
$35.4B
$3.4M 4.3%
31,919
-2,985
-9% -$319K
2015 Q4
6 quarters
VTI icon
5
Vanguard Morningstar Total Stock Market ETF
VTI
$692B
$3.4M 4.29%
+27,261
New +$3.36M
2017 Q2
0 quarters
ACWI icon
6
iShares MSCI ACWI ETF
ACWI
$32.7B
$2.72M 3.44%
41,457
+342
+0.8% +$22.2K
2016 Q2
4 quarters
IEF icon
7
iShares 7-10 Year Treasury Bond ETF
IEF
$41.4B
$2.02M 2.56%
18,946
-2,613
-12% -$279K
2015 Q4
6 quarters
DXJ icon
8
WisdomTree Japan Hedged Equity Fund
DXJ
$7.99B
$2.02M 2.55%
115,983
+92,277
+389% +$1.57M
2016 Q4
2 quarters
VTIP icon
9
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.6B
$1.99M 2.51%
40,450
-4,491
-10% -$222K
2015 Q4
6 quarters
VNQ icon
10
Vanguard Real Estate ETF
VNQ
$36.4B
$1.96M 2.48%
23,691
+5,292
+29% +$441K
2017 Q1
1 quarter
VGK icon
11
Vanguard FTSE Europe ETF
VGK
$29.5B
$1.92M 2.42%
+34,812
New +$1.9M
2017 Q2
0 quarters
XLK icon
12
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.91M 2.41%
69,654
-12,862
-16% -$354K
2015 Q4
6 quarters
VEA icon
13
Vanguard FTSE Developed Markets ETF
VEA
$227B
$1.76M 2.22%
42,499
-1,522
-3% -$62K
2015 Q4
6 quarters
SH icon
14
ProShares Short S&P500
SH
$957M
$1.66M 2.1%
+12,403
New +$1.68M
2017 Q2
0 quarters
DWX icon
15
State Street SPDR S&P International Dividend ETF
DWX
$516M
$1.65M 2.09%
42,472
-9,457
-18% -$370K
2015 Q4
6 quarters
PGX icon
16
Invesco Preferred ETF
PGX
$3.58B
$1.31M 1.65%
86,315
-17,539
-17% -$263K
2016 Q4
2 quarters
MINT icon
17
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.7B
$1.29M 1.63%
12,760
-1,989
-13% -$202K
2017 Q1
1 quarter
PG icon
18
Procter & Gamble
PG
$366B
$1.22M 1.54%
13,969
-1,110
-7% -$97.8K
2015 Q4
6 quarters
VFH icon
19
Vanguard Financials ETF
VFH
$13.1B
$1.17M 1.48%
18,633
-3,701
-17% -$224K
2016 Q3
3 quarters
AAPL icon
20
Apple
AAPL
$5T
$1.1M 1.4%
30,644
-10,348
-25% -$383K
2015 Q4
6 quarters
CWB icon
21
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.21B
$1.09M 1.38%
22,074
-3,590
-14% -$176K
2015 Q4
6 quarters
MUB icon
22
iShares National Muni Bond ETF
MUB
$50.8B
$1.02M 1.29%
9,231
-952
-9% -$105K
2015 Q4
6 quarters
PZA icon
23
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.1B
$828K 1.05%
32,559
-121
-0.4% -$3.07K
2015 Q4
6 quarters
HYG icon
24
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$804K 1.02%
9,108
-3,228
-26% -$284K
2016 Q1
5 quarters
IYE icon
25
iShares US Energy ETF
IYE
$1.8B
$802K 1.01%
22,586
+6,498
+40% +$240K
2015 Q4
6 quarters
1
2 3 4 5

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Cetera Investment Management's Q2 2017 Portfolio in Review

As of Q2 2017, Cetera Investment Management held 103 positions worth $79.1M, down 9.4% from $87.3M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cetera Investment Management withdrew a net $8.83M in Q2 2017, closing 14 positions and reducing 78 holdings. Its most notable exit was Vanguard FTSE Pacific ETF, an estimated $1.51M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, up from 64% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cetera Investment Management opened a new position in Vanguard Morningstar Total Stock Market ETF worth $3.4M.

  • Cetera Investment Management's largest Q2 2017 buy was Vanguard Morningstar Total Stock Market ETF: 27,261 shares worth $3.4M.
  • Cetera Investment Management added most to WisdomTree Japan Hedged Equity Fund in Q2 2017, an estimated $1.57M increase.
  • Cetera Investment Management's biggest Q2 2017 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $1.64M.
  • Cetera Investment Management fully exited Vanguard FTSE Pacific ETF in Q2 2017, selling an estimated $1.51M.
  • Cetera Investment Management's ten largest holdings make up 39% of its $79.1M portfolio in Q2 2017.
  • Cetera Investment Management opened 4 new positions and closed 14 in Q2 2017.
  • Cetera Investment Management's portfolio value fell 9.4% quarter-over-quarter to $79.1M.

Based on Cetera Investment Management's 13F filing for Q2 2017, filed 14 Aug 2017.