We are live on ! Find out more
CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
-$54.5M
Cap. Flow
-$57.4M
Cap. Flow %
-29.68%
Top 10 Hldgs %
31.58%
Holding
167
New
15
Increased
10
Reduced
90
Closed
40

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.77M
2
SH icon
ProShares Short S&P500
SH
+$1.94M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.77M
4
NOV icon
NOV
NOV
+$1.38M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$874K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.42M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.04M
3
OEF icon
iShares S&P 100 ETF
OEF
+$3.98M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.76M
5
PNC icon
PNC Financial Services
PNC
+$2.4M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.1%
2 Technology 7.23%
3 Healthcare 5.43%
4 Financials 5.23%
5 Energy 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
1
iShares MBS ETF
MBB
$39.5B
$9.87M 5.11%
90,108
-5,241
-5% -$571K
SHY icon
2
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$9.35M 4.84%
110,063
-3,262
-3% -$277K
DBEF icon
3
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.41B
$6.79M 3.52%
265,893
-25,614
-9% -$646K
LQD icon
4
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.5B
$5.98M 3.09%
50,276
+130
+0.3% +$14.9K
HYG icon
5
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$5.94M 3.07%
+72,714
New +$5.77M
VTIP icon
6
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$5.85M 3.03%
119,181
-7,751
-6% -$376K
VEA icon
7
Vanguard FTSE Developed Markets ETF
VEA
$240B
$4.75M 2.46%
132,552
-24,439
-16% -$843K
VNQ icon
8
Vanguard Real Estate ETF
VNQ
$38.1B
$4.26M 2.2%
50,941
-3,395
-6% -$264K
META icon
9
Meta Platforms (Facebook)
META
$1.57T
$4.15M 2.15%
36,344
-5,000
-12% -$528K
CVX icon
10
Chevron
CVX
$409B
$4.09M 2.12%
42,920
-3,065
-7% -$268K
DWX icon
11
State Street SPDR S&P International Dividend ETF
DWX
$533M
$3.94M 2.04%
112,070
+984
+0.9% +$31.8K
AGG icon
12
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.94M 2.04%
35,490
-4,317
-11% -$472K
MUB icon
13
iShares National Muni Bond ETF
MUB
$45B
$3.85M 1.99%
34,491
-1,815
-5% -$202K
XLK icon
14
State Street Technology Select Sector SPDR ETF
XLK
$122B
$3.83M 1.98%
172,804
-22,708
-12% -$469K
AAPL icon
15
Apple
AAPL
$4.67T
$3.51M 1.82%
128,212
-3,016
-2% -$75.1K
PFF icon
16
iShares Preferred and Income Securities ETF
PFF
$13B
$3.22M 1.67%
82,550
-2,563
-3% -$98K
VB icon
17
Vanguard Morningstar Small-Cap ETF
VB
$81.1B
$3.05M 1.58%
27,425
-929
-3% -$96.2K
IYE icon
18
iShares US Energy ETF
IYE
$1.86B
$2.82M 1.46%
81,205
-3,558
-4% -$116K
VGK icon
19
Vanguard FTSE Europe ETF
VGK
$30.8B
$2.79M 1.44%
57,541
-2,798
-5% -$131K
TIP icon
20
iShares TIPS Bond ETF
TIP
$15B
$2.26M 1.17%
19,777
+4,313
+28% +$482K
CWB icon
21
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.2M 1.14%
50,843
+2,541
+5% +$105K
XLV icon
22
State Street Health Care Select Sector SPDR ETF
XLV
$44.1B
$2.19M 1.14%
32,353
-17,206
-35% -$1.15M
PG icon
23
Procter & Gamble
PG
$340B
$2.02M 1.05%
24,642
-810
-3% -$65.3K
CSCO icon
24
Cisco
CSCO
$431B
$1.97M 1.02%
68,915
+24,536
+55% +$631K
JNJ icon
25
Johnson & Johnson
JNJ
$663B
$1.85M 0.96%
17,118
-1,988
-10% -$206K
1
2 3 4 5

Similar funds

ADGIPS2
AmericaFirst Defensive Growth & Income Portfolio Series 2 Roseville, California $79.3M AUM
FCM
Forester Capital Management Lake Forest, Illinois $70.8M AUM 8.17% 1-Year Est. Return
TCM
Trent Capital Management Greensboro, North Carolina $67.3M AUM
FHC
First Houston Capital Houston, Texas $100M AUM 23.45% 1-Year Est. Return
KFS
Kissinger Financial Services Hunt Valley, Maryland $100M AUM 6.22% 1-Year Est. Return
JRM
John R. Muse $57.1M AUM 3.48% 1-Year Est. Return
AIM
Acrospire Investment Management Chicago, Illinois $107M AUM 37.25% 1-Year Est. Return
SFA
Staton Financial Advisors Charlotte, North Carolina $118M AUM 11.07% 1-Year Est. Return

Cetera Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Cetera Investment Management held 167 positions worth $193M, down 22% from $248M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Cetera Investment Management withdrew a net $57.4M in Q1 2016, closing 40 positions and reducing 90 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $4.42M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 54% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Cetera Investment Management opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $5.94M.

  • Cetera Investment Management's largest Q1 2016 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 72,714 shares worth $5.94M.
  • Cetera Investment Management added most to iShares Core MSCI EAFE ETF in Q1 2016, an estimated $766K increase.
  • Cetera Investment Management's biggest Q1 2016 reduction was iShares MSCI EAFE Min Vol Factor ETF, cutting an estimated $2.76M.
  • Cetera Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2016, selling an estimated $4.42M.
  • Cetera Investment Management's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Cetera Investment Management opened 15 new positions and closed 40 in Q1 2016.
  • Cetera Investment Management's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Cetera Investment Management's 13F filing for Q1 2016, filed 12 May 2016.