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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+2%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
-$22.1M
Cap. Flow
-$24M
Cap. Flow %
-17.98%
Top 10 Hldgs %
34.97%
Holding
128
New
16
Increased
13
Reduced
68
Closed
26

Top Buys

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.37M
2
PGX icon
Invesco Preferred ETF
PGX
+$2.28M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.37M
4
USB icon
US Bancorp
USB
+$897K
5
DD icon
DuPont de Nemours
DD
+$833K

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$4.03M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.7M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.33M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$2.26M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.98%
2 Technology 6.89%
3 Healthcare 5.88%
4 Financials 5.43%
5 Consumer Staples 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
1
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$7.5M 5.62%
88,817
-2,219
-2% -$188K
ACWI icon
2
iShares MSCI ACWI ETF
ACWI
$33.5B
$6.72M 5.04%
113,626
+57,413
+102% +$3.37M
MBB icon
3
iShares MBS ETF
MBB
$39.5B
$6.7M 5.02%
62,992
-13,329
-17% -$1.44M
HEFA icon
4
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.52B
$5.02M 3.76%
192,134
-37,530
-16% -$951K
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.5B
$4.33M 3.24%
36,926
-8,363
-18% -$994K
VTIP icon
6
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$3.59M 2.69%
73,114
-26,241
-26% -$1.3M
VEA icon
7
Vanguard FTSE Developed Markets ETF
VEA
$240B
$3.39M 2.54%
92,860
-25,270
-21% -$922K
XLK icon
8
State Street Technology Select Sector SPDR ETF
XLK
$122B
$3.38M 2.53%
139,742
+26,622
+24% +$635K
VB icon
9
Vanguard Morningstar Small-Cap ETF
VB
$81.1B
$3.15M 2.36%
24,449
+3,026
+14% +$376K
DBEF icon
10
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.41B
$2.87M 2.15%
102,233
-33,640
-25% -$908K
DWX icon
11
State Street SPDR S&P International Dividend ETF
DWX
$533M
$2.79M 2.09%
77,293
-12,619
-14% -$455K
PGX icon
12
Invesco Preferred ETF
PGX
$3.71B
$2.23M 1.67%
+156,576
New +$2.28M
VFH icon
13
Vanguard Financials ETF
VFH
$13.9B
$2.13M 1.6%
35,915
-5,691
-14% -$311K
MUB icon
14
iShares National Muni Bond ETF
MUB
$45B
$2.12M 1.59%
19,616
-10,960
-36% -$1.2M
TIP icon
15
iShares TIPS Bond ETF
TIP
$15B
$2.09M 1.57%
18,499
+2,187
+13% +$250K
AAPL icon
16
Apple
AAPL
$4.67T
$1.97M 1.48%
68,148
-47,488
-41% -$1.35M
AGG icon
17
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.9M 1.42%
17,558
-3,595
-17% -$394K
CWB icon
18
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.7M 1.27%
37,177
-4,959
-12% -$226K
PG icon
19
Procter & Gamble
PG
$340B
$1.63M 1.22%
19,434
-1,944
-9% -$166K
XLV icon
20
State Street Health Care Select Sector SPDR ETF
XLV
$44.1B
$1.59M 1.19%
23,061
-7,171
-24% -$498K
IEF icon
21
iShares 7-10 Year Treasury Bond ETF
IEF
$42.1B
$1.51M 1.13%
14,403
+2,607
+22% +$280K
HYG icon
22
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.49M 1.12%
17,216
-4,483
-21% -$386K
JPM icon
23
JPMorgan Chase
JPM
$953B
$1.42M 1.06%
16,426
-3,548
-18% -$271K
CSCO icon
24
Cisco
CSCO
$431B
$1.38M 1.04%
45,809
-8,064
-15% -$246K
KEY icon
25
KeyCorp
KEY
$23.7B
$1.38M 1.04%
75,622
-19,680
-21% -$310K
1
2 3 4 5

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Cetera Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Investment Management held 128 positions worth $133M, down 14% from $156M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Cetera Investment Management withdrew a net $24M in Q4 2016, closing 26 positions and reducing 68 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $4.03M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Cetera Investment Management opened a new position in Invesco Preferred ETF worth $2.23M.

  • Cetera Investment Management's largest Q4 2016 buy was Invesco Preferred ETF: 156,576 shares worth $2.23M.
  • Cetera Investment Management added most to iShares MSCI ACWI ETF in Q4 2016, an estimated $3.37M increase.
  • Cetera Investment Management's biggest Q4 2016 reduction was iShares MBS ETF, cutting an estimated $1.44M.
  • Cetera Investment Management fully exited Meta Platforms (Facebook) in Q4 2016, selling an estimated $4.03M.
  • Cetera Investment Management's ten largest holdings make up 35% of its $133M portfolio in Q4 2016.
  • Cetera Investment Management opened 16 new positions and closed 26 in Q4 2016.
  • Cetera Investment Management's portfolio value fell 14% quarter-over-quarter to $133M.

Based on Cetera Investment Management's 13F filing for Q4 2016, filed 13 Feb 2017.