Cetera Investment Management’s iShares 1-3 Year Treasury Bond ETF SHY Stock Holding History

Cetera Investment Management’s Portfolio SHY Stock Details SHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-55,437	Closed	-$4.68M	–	65
2017 Q2	$4.68M	Sell	55,437 -3,020	-5%	-$255K	5.92%	2
2017 Q1	$4.94M	Sell	58,457 -30,360	-34%	-$2.56M	5.66%	2
2016 Q4	$7.5M	Sell	88,817 -2,219	-2%	-$188K	5.62%	1
2016 Q3	$7.74M	Sell	91,036 -5,556	-6%	-$473K	4.98%	2
2016 Q2	$8.24M	Sell	96,592 -13,471	-12%	-$1.14M	4.86%	2
2016 Q1	$9.35M	Sell	110,063 -3,262	-3%	-$277K	4.84%	2
2015 Q4	$9.56M	Buy	+113,325	New	+$9.6M	3.86%	2

Other funds holding SHY

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Members Trust Tampa, Florida $3.21B AUM 13.73% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Cetera Investment Management's SHY Position: Q3 2017 in Review

Cetera Investment Management sold out of iShares 1-3 Year Treasury Bond ETF (SHY) in Q3 2017, closing a stake of 55,437 shares — an estimated $4.68M sold.

Cetera Investment Management first reported a position in SHY in Q4 2015 and held it in 7 quarters. The position peaked at $9.56M in Q4 2015. 445 funds tracked by Wall St. Rank hold SHY as of Q3 2017.

Cetera Investment Management reported no remaining iShares 1-3 Year Treasury Bond ETF position as of Q3 2017 after selling out during the quarter.
Cetera Investment Management sold 55,437 iShares 1-3 Year Treasury Bond ETF shares in Q3 2017, an estimated $4.68M.
Cetera Investment Management first reported a position in iShares 1-3 Year Treasury Bond ETF in Q4 2015 and held it in 7 quarters.
Cetera Investment Management's iShares 1-3 Year Treasury Bond ETF position peaked at $9.56M in Q4 2015.
445 funds tracked by Wall St. Rank held iShares 1-3 Year Treasury Bond ETF as of Q3 2017.

Based on Cetera Investment Management's 13F filing for Q3 2017.