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CIM

Cetera Investment Management Portfolio holdings

AUM $79.1M
1-Year Est. Return 10.52%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+10.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$79.1M
AUM Growth
-$8.18M
Cap. Flow
-$8.83M
Cap. Flow %
-11.16%
Top 10 Hldgs %
39.07%
Holding
103
New
4
Increased
6
Reduced
78
Closed
14

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.36M
2
VGK icon
Vanguard FTSE Europe ETF
VGK
+$1.9M
3
SH icon
ProShares Short S&P500
SH
+$1.68M
4
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$441K

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.64M
2
VPL icon
Vanguard FTSE Pacific ETF
VPL
+$1.51M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.09M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$477K
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$473K

Sector Composition

Rank Sector Weight
1 Miscellaneous 68.28%
2 Healthcare 5.18%
3 Technology 4.74%
4 Financials 4.54%
5 Consumer Staples 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
26
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.81B
$665K 0.84%
5,949
-1,999
-25% -$222K
BA icon
27
Boeing
BA
$168B
$641K 0.81%
3,234
-982
-23% -$183K
JPM icon
28
JPMorgan Chase
JPM
$953B
$614K 0.78%
6,779
-2,062
-23% -$178K
JNJ icon
29
Johnson & Johnson
JNJ
$663B
$597K 0.75%
4,488
-1,300
-22% -$166K
KEY icon
30
KeyCorp
KEY
$23.7B
$597K 0.75%
31,835
-9,066
-22% -$164K
MRK icon
31
Merck
MRK
$371B
$597K 0.75%
9,644
-2,009
-17% -$122K
TPR icon
32
Tapestry
TPR
$24.4B
$586K 0.74%
12,319
-2,830
-19% -$124K
EDIV icon
33
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.24B
$566K 0.72%
18,892
-4,035
-18% -$120K
STT icon
34
State Street
STT
$53.4B
$564K 0.71%
6,274
-1,488
-19% -$124K
MDY icon
35
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$553K 0.7%
1,743
-575
-25% -$181K
CSCO icon
36
Cisco
CSCO
$431B
$541K 0.68%
17,067
-14,417
-46% -$470K
EMR icon
37
Emerson Electric
EMR
$85.2B
$539K 0.68%
8,970
-1,841
-17% -$109K
HST icon
38
Host Hotels & Resorts
HST
$15.1B
$532K 0.67%
28,886
-5,471
-16% -$100K
PFE icon
39
Pfizer
PFE
$162B
$532K 0.67%
16,519
-3,449
-17% -$109K
EPR icon
40
EPR Properties
EPR
$4.6B
$529K 0.67%
7,337
-1,623
-18% -$118K
KDP icon
41
Keurig Dr Pepper
KDP
$44.3B
$527K 0.67%
5,840
-1,396
-19% -$131K
USB icon
42
US Bancorp
USB
$98.7B
$527K 0.67%
10,069
-1,978
-16% -$102K
IBM icon
43
IBM
IBM
$221B
$519K 0.66%
3,506
-633
-15% -$95.4K
GILD icon
44
Gilead Sciences
GILD
$187B
$518K 0.65%
7,374
-618
-8% -$41.1K
SON icon
45
Sonoco
SON
$5.14B
$512K 0.65%
9,956
-1,890
-16% -$97.3K
FRC
46
DELISTED
First Republic Bank
FRC
$509K 0.64%
5,015
-1,232
-20% -$116K
EFAV icon
47
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.54B
$506K 0.64%
7,337
+2,000
+37% +$138K
GAP
48
The Gap Inc
GAP
$7.88B
$504K 0.64%
22,894
-4,309
-16% -$103K
LYB icon
49
LyondellBasell Industries
LYB
$20.5B
$500K 0.63%
5,863
-1,042
-15% -$86.5K
VLO icon
50
Valero Energy
VLO
$107B
$496K 0.63%
7,433
-1,971
-21% -$128K
1
2
3 4 5

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Cetera Investment Management's Q2 2017 Portfolio in Review

As of Q2 2017, Cetera Investment Management held 103 positions worth $79.1M, down 9.4% from $87.3M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cetera Investment Management withdrew a net $8.83M in Q2 2017, closing 14 positions and reducing 78 holdings. Its most notable exit was Vanguard FTSE Pacific ETF, an estimated $1.51M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, up from 64% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Cetera Investment Management opened a new position in Vanguard Morningstar Total Stock Market ETF worth $3.4M.

  • Cetera Investment Management's largest Q2 2017 buy was Vanguard Morningstar Total Stock Market ETF: 27,261 shares worth $3.4M.
  • Cetera Investment Management added most to WisdomTree Japan Hedged Equity Fund in Q2 2017, an estimated $1.57M increase.
  • Cetera Investment Management's biggest Q2 2017 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $1.64M.
  • Cetera Investment Management fully exited Vanguard FTSE Pacific ETF in Q2 2017, selling an estimated $1.51M.
  • Cetera Investment Management's ten largest holdings make up 39% of its $79.1M portfolio in Q2 2017.
  • Cetera Investment Management opened 4 new positions and closed 14 in Q2 2017.
  • Cetera Investment Management's portfolio value fell 9.4% quarter-over-quarter to $79.1M.

Based on Cetera Investment Management's 13F filing for Q2 2017, filed 14 Aug 2017.