Cetera Investment Management’s State Street SPDR S&P MIDCAP 400 ETF Trust MDY Stock Holding History

Cetera Investment Management’s Portfolio MDY Stock Details MDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-1,743	Closed	-$553K	–	46
2017 Q2	$553K	Sell	1,743 -575	-25%	-$181K	0.7%	35
2017 Q1	$724K	Sell	2,318 -1,489	-39%	-$462K	0.83%	30
2016 Q4	$1.15M	Hold	3,807	–	–	0.86%	31
2016 Q3	$1.07M	Hold	3,807	–	–	0.69%	53
2016 Q2	$1.04M	Hold	3,807	–	–	0.61%	55
2016 Q1	$1M	Hold	3,807	–	–	0.52%	68
2015 Q4	$968K	Buy	+3,807	New	+$991K	0.39%	95

Other funds holding MDY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cetera Investment Management's MDY Position: Q3 2017 in Review

Cetera Investment Management sold out of State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) in Q3 2017, closing a stake of 1,743 shares — an estimated $553K sold.

Cetera Investment Management first reported a position in MDY in Q4 2015 and held it in 7 quarters. The position peaked at $1.15M in Q4 2016. 697 funds tracked by Wall St. Rank hold MDY as of Q3 2017.

Cetera Investment Management reported no remaining State Street SPDR S&P MIDCAP 400 ETF Trust position as of Q3 2017 after selling out during the quarter.
Cetera Investment Management sold 1,743 State Street SPDR S&P MIDCAP 400 ETF Trust shares in Q3 2017, an estimated $553K.
Cetera Investment Management first reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2015 and held it in 7 quarters.
Cetera Investment Management's State Street SPDR S&P MIDCAP 400 ETF Trust position peaked at $1.15M in Q4 2016.
697 funds tracked by Wall St. Rank held State Street SPDR S&P MIDCAP 400 ETF Trust as of Q3 2017.

Based on Cetera Investment Management's 13F filing for Q3 2017.