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Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
76
Fifth Third Bancorp
Ohio
$7K – – –
IRC
77
Investors Research Corp
Georgia
$7K +$6.95K +750 New
PCG
78
Private Capital Group
Connecticut
$6K – – –
CT
79
Caldwell Trust
Florida
$1.65K – – –
ISSM
80
Invesco Senior Secured Management
New York
– -$9.41M -1,014,133 Closed
KKRC
81
Kohlberg Kravis Roberts & Co
New York
– -$5.48M -590,837 Closed
BFM
82
Boothbay Fund Management
New York
– -$2.66M -286,549 Closed
IA
83
Icon Advisers
Colorado
– -$2.04M -219,845 Closed
Qube Research & Technologies (QRT)
84
Qube Research & Technologies (QRT)
United Kingdom
– -$542K -58,404 Closed
APSP
85
Asset Planning Services (Pennsylvania)
Pennsylvania
– -$514K -55,440 Closed
SWM
86
Spire Wealth Management
Virginia
– -$228K -24,581 Closed
FFA
87
First Foundation Advisors
California
– -$216K -23,323 Closed
Barclays
88
Barclays
United Kingdom
– -$223K -22,537 Closed
CL
89
CPWM LLC
Washington
– -$193K -20,804 Closed
WS
90
Wedbush Securities
California
– -$114K -12,283 Closed
UR
91
USCA RIA
Texas
– -$88K -9,450 Closed
HWA
92
HCR Wealth Advisors
California
– -$62K -6,648 Closed
KAS
93
Kestra Advisory Services
Texas
– -$61K -6,617 Closed
SPC
94
Sigma Planning Corp
Michigan
– -$60K -6,442 Closed
PNC Financial Services Group
95
PNC Financial Services Group
Pennsylvania
– -$52K -5,670 Closed
Northwestern Mutual Wealth Management
96
Northwestern Mutual Wealth Management
Wisconsin
– -$31K -3,355 Closed
SSB
97
Sandy Spring Bank
Maryland
– -$20K -2,206 Closed
MF
98
Manchester Financial
California
– -$20K -2,134 Closed
GI
99
Gradient Investments
Minnesota
– -$15K -1,570 Closed
IAIM
100
International Assets Investment Management
Florida
– -$4K -500 Closed