CT
BRW

Caldwell Trust’s Saba Capital Income & Opportunities Fund BRW Stock Holding History

Caldwell Trust’s Portfolio BRW Stock Details BRW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-175
Closed -$1.59K – 745
2021
Q3 		$1.59K Hold
175
– – ﹤0.01% 712
2021
Q2 		$1.65K Hold
175
– – ﹤0.01% 719
2021
Q1 		$1.62K Hold
175
– – ﹤0.01% 703
2020
Q4 		$1.56K Hold
175
– – ﹤0.01% 706
2020
Q3 		$1.54K Hold
175
– – ﹤0.01% 706
2020
Q2 		$1.43K Hold
175
– – ﹤0.01% 738
2020
Q1 		$1.3K Hold
175
– – ﹤0.01% 773
2019
Q4 		$1.75K Buy
+175
New +$1.69K ﹤0.01% 786

Other funds holding BRW

SCM
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Rockefeller Capital Management
Rockefeller Capital Management New York $65.2B AUM 31.44% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return
ISSM
Invesco Senior Secured Management New York $40.9M AUM 3.88% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return

Caldwell Trust's BRW Position: Q4 2021 in Review

Caldwell Trust sold out of Saba Capital Income & Opportunities Fund (BRW) in Q4 2021, closing a stake of 175 shares — an estimated $1.59K sold.

Caldwell Trust first reported a position in BRW in Q4 2019 and held it in 8 quarters. The position peaked at $1.75K in Q4 2019. 89 funds tracked by Wall St. Rank hold BRW as of Q4 2021.

  • Caldwell Trust reported no remaining Saba Capital Income & Opportunities Fund position as of Q4 2021 after selling out during the quarter.
  • Caldwell Trust sold 175 Saba Capital Income & Opportunities Fund shares in Q4 2021, an estimated $1.59K.
  • Caldwell Trust first reported a position in Saba Capital Income & Opportunities Fund in Q4 2019 and held it in 8 quarters.
  • Caldwell Trust's Saba Capital Income & Opportunities Fund position peaked at $1.75K in Q4 2019.
  • 89 funds tracked by Wall St. Rank held Saba Capital Income & Opportunities Fund as of Q4 2021.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.