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Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAL
76
Capital Advisors Ltd
Ohio
$15K – – –
NFSG
77
Newbridge Financial Services Group
Florida
$13K – – –
FCM
78
Firestone Capital Management
Florida
$9K +$46 +5 +0.5%
SPIA
79
Steward Partners Investment Advisory
New York
$8.35K – – –
Fifth Third Bancorp
80
Fifth Third Bancorp
Ohio
$7K – – –
PCG
81
Private Capital Group
Connecticut
$6K – – –
IAIM
82
International Assets Investment Management
Florida
$4K +$2.28K +250 +100%
NSIM
83
North Star Investment Management
Illinois
$3K – – –
CT
84
Caldwell Trust
Florida
$1.62K – – –
MP
85
MIO Partners
New York
– -$5.7M -637,832 Closed
CCP
86
Clough Capital Partners
Massachusetts
– -$4.09M -457,800 Closed
Nomura Holdings
87
Nomura Holdings
Japan
– -$2.7M -301,600 Closed
PCM
88
Penserra Capital Management
California
– -$2.37M -264,749 Closed
LCM
89
Landscape Capital Management
New Jersey
– -$495K -55,361 Closed
Millennium Management
90
Millennium Management
New York
– -$478K -53,493 Closed
WAM
91
Wolverine Asset Management
Illinois
– -$293K -32,866 Closed
Invesco
92
Invesco
Georgia
– -$218K -24,337 Closed
PMFA
93
Plante Moran Financial Advisors
Michigan
– -$184K -20,546 Closed
Jane Street
94
Jane Street
New York
– -$71K -7,914 Closed
Creative Planning
95
Creative Planning
Kansas
– -$64K -7,197 Closed
YCM
96
Yakira Capital Management
Connecticut
– -$59K -6,600 Closed
PA
97
Pinnacle Associates
New York
– -$56K -6,257 Closed
VBCG
98
Valley Brook Capital Group
Pennsylvania
– -$22K -2,501 Closed
TRCT
99
Tower Research Capital (TRC)
New York
– -$5K -515 Closed
RCM
100
Robinson Capital Management
Michigan
– -$3K -300 Closed