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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
76
Steward Partners Investment Advisory
New York
$7K +$3.99K +500 +125%
Fifth Third Bancorp
77
Fifth Third Bancorp
Ohio
$6K
PCG
78
Private Capital Group
Connecticut
$5K
NSIM
79
North Star Investment Management
Illinois
$2K
CT
80
Caldwell Trust
Florida
$1.43K
PFGIA
81
Patriot Financial Group Insurance Agency
Massachusetts
$1K +$16 +2 +2%
APA
82
American Portfolios Advisors
New York
$895
OFG
83
OTA Financial Group
New York
-$381K -51,419 Closed
Goldman Sachs
84
Goldman Sachs
New York
-$303K -40,845 Closed
AAS
85
Avantax Advisory Services
Texas
-$194K -26,417 Closed
PCM
86
PenderFund Capital Management
British Columbia, Canada
-$261K -25,000 Closed
FIA
87
FNY Investment Advisers
New York
-$134K -18,100 Closed
UCFA
88
United Capital Financial Advisors
Texas
-$92K -12,355 Closed
ECM
89
ExodusPoint Capital Management
New York
-$78K -10,525 Closed
Mercer Global Advisors
90
Mercer Global Advisors
Colorado
-$67K -8,989 Closed
WA
91
WealthTrust Axiom
Pennsylvania
-$51K -6,950 Closed
GIP
92
Greatmark Investment Partners
Georgia
-$51K -6,850 Closed
Lido Advisors
93
Lido Advisors
California
-$46K -6,158 Closed
Jane Street
94
Jane Street
New York
-$45K -6,038 Closed
PP
95
Prudential plc
United Kingdom
-$41K -5,500 Closed
QAM
96
QCI Asset Management
New York
-$14K -1,900 Closed
CFGS
97
Concourse Financial Group Securities
Alabama
-$7.97K -1,000 Closed
CAC
98
Certified Advisory Corp
Florida
-$5K -632 Closed
TWA
99
TCI Wealth Advisors
Arizona
-$2K -283 Closed
PFO
100
Pathstone Family Office
New Jersey
+$550 +69 New