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Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
76
Steward Partners Investment Advisory
New York
$7K +$3.99K +500 +125%
Fifth Third Bancorp
77
Fifth Third Bancorp
Ohio
$6K – – –
PCG
78
Private Capital Group
Connecticut
$5K – – –
NSIM
79
North Star Investment Management
Illinois
$2K – – –
CT
80
Caldwell Trust
Florida
$1.43K – – –
PFGIA
81
Patriot Financial Group Insurance Agency
Massachusetts
$1K +$16 +2 +2%
APA
82
American Portfolios Advisors
New York
$895 – – –
OFG
83
OTA Financial Group
New York
– -$381K -51,419 Closed
Goldman Sachs
84
Goldman Sachs
New York
– -$303K -40,845 Closed
AAS
85
Avantax Advisory Services
Texas
– -$194K -26,417 Closed
PCM
86
PenderFund Capital Management
British Columbia, Canada
– -$261K -25,000 Closed
FIA
87
FNY Investment Advisers
New York
– -$134K -18,100 Closed
UCFA
88
United Capital Financial Advisors
Texas
– -$92K -12,355 Closed
ECM
89
ExodusPoint Capital Management
New York
– -$78K -10,525 Closed
Mercer Global Advisors
90
Mercer Global Advisors
Colorado
– -$67K -8,989 Closed
WA
91
WealthTrust Axiom
Pennsylvania
– -$51K -6,950 Closed
GIP
92
Greatmark Investment Partners
Georgia
– -$51K -6,850 Closed
Lido Advisors
93
Lido Advisors
California
– -$46K -6,158 Closed
Jane Street
94
Jane Street
New York
– -$45K -6,038 Closed
PP
95
Prudential plc
United Kingdom
– -$41K -5,500 Closed
QAM
96
QCI Asset Management
New York
– -$14K -1,900 Closed
CFGS
97
Concourse Financial Group Securities
Alabama
– -$7.97K -1,000 Closed
CAC
98
Certified Advisory Corp
Florida
– -$5K -632 Closed
TWA
99
TCI Wealth Advisors
Arizona
– -$2K -283 Closed
PFO
100
Pathstone Family Office
New Jersey
– +$550 +69 New