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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
76
Citigroup
New York
$35K -$360K -33,595 -91%
Northwestern Mutual Wealth Management
77
Northwestern Mutual Wealth Management
Wisconsin
$35K +$257 +24 +0.8%
SSB
78
Sandy Spring Bank
Maryland
$24K
QAM
79
QCI Asset Management
New York
$21K
CAL
80
Capital Advisors Ltd
Ohio
$18K
BFEC
81
Benjamin F. Edwards & Company
Missouri
$14K
PCM
82
Penserra Capital Management
California
$13K +$1.41K +132 +12%
SIA
83
SeaBridge Investment Advisors
New Jersey
$11K
GWM
84
Geneos Wealth Management
Colorado
$10K
MFS
85
MSI Financial Services
Massachusetts
$10K
Fifth Third Bancorp
86
Fifth Third Bancorp
Ohio
$8K
AF
87
Allworth Financial
California
$8K +$75 +7 +1%
SEI Investments
88
SEI Investments
Pennsylvania
$6K -$16.6K -1,550 -75%
Bank of Montreal
89
Bank of Montreal
Ontario, Canada
$3K -$20.3K -1,900 -86%
NFG
90
Next Financial Group
Texas
$3K
NSIM
91
North Star Investment Management
Illinois
$3K
WEC
92
Winslow Evans & Crocker
Massachusetts
$2.22K +$2.14K +200 New
Envestnet Asset Management
93
Envestnet Asset Management
Illinois
-$1.29M -121,939 Closed
SFS
94
Shaker Financial Services
Virginia
-$928K -87,885 Closed
DA
95
Doliver Advisors
Texas
-$193K -18,287 Closed
HK
96
Horizon Kinetics
New York
-$104K -9,807 Closed
BFIM
97
Beese Fulmer Investment Management
Ohio
-$14K -7,100 Closed
RPG
98
Risk Paradigm Group
Texas
-$17.7K -1,674 Closed
IWMPD
99
Integrated Wealth Management (Palm Desert)
California
-$13K -1,249 Closed