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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
76
Fifth Third Bancorp
Ohio
$11K
SIA
77
SeaBridge Investment Advisors
New Jersey
$11K
CCS
78
Crosspoint Capital Strategies
California
$8K
RFA
79
Reilly Financial Advisors
California
$7K
GGPS
80
Gary Goldberg Planning Services
New York
$5K
NSIM
81
North Star Investment Management
Illinois
$3K
BIM
82
BlackRock Investment Management
Delaware
$3K +$3.11K +290 New
PMFA
83
Plante Moran Financial Advisors
Michigan
$3K +$3.27K +305 New
PSI
84
Pinnacle Summer Investments
Virginia
$2K
Envestnet Asset Management
85
Envestnet Asset Management
Illinois
-$2.7M -245,660 Closed
TFMS
86
Trust & Fiduciary Management Services
Massachusetts
-$2.54M -230,896 Closed
IAS
87
IMA Advisory Services
Colorado
-$814K -74,025 Closed
Cambridge Investment Research Advisors
88
Cambridge Investment Research Advisors
Iowa
-$529K -48,109 Closed
OC
89
Oppenheimer & Co
New York
-$447K -40,602 Closed
Ameriprise
90
Ameriprise
Minnesota
-$27K -2,410 Closed
CFA
91
Carroll Financial Associates
North Carolina
-$16K -1,580 Closed
FANJ
92
Financial Architects (New Jersey)
New Jersey
-$11K -1,009 Closed
US Bancorp
93
US Bancorp
Minnesota
-$4K -333 Closed
FNYS
94
First New York Securities
New York
-$550 -50 Closed