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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$378K -$1.3K -114 -0.3%
CIA
27
Capital Investment Advisors
Georgia
$361K -$35.1K -3,070 -9%
WS
28
Wedbush Securities
California
$319K +$13.6K +1,191 +5%
Bank of New York Mellon
29
Bank of New York Mellon
New York
$317K -$11 -1 -0%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$268K +$92.4K +8,088 +54%
BSWMG
31
Barrington Strategic Wealth Management Group
Illinois
$249K -$8K -700 -3%
DA
32
Doliver Advisors
Texas
$245K +$242K +21,198 New
VKH
33
Virtu KCG Holdings
New York
$244K +$240K +21,037 New
HighTower Advisors
34
HighTower Advisors
Illinois
$230K -$62.9K -5,500 -22%
CL
35
CPWM LLC
Washington
$210K
SFG
36
Sather Financial Group
Texas
$204K
FHA
37
First Horizon Advisors
Tennessee
$192K +$124K +10,810 +166%
FAAS
38
First Allied Advisory Services
California
$177K +$103 +9 +0.1%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$170K +$14.8K +1,292 +10%
ICAS
40
Investors Capital Advisory Services
Massachusetts
$161K +$251 +22 +0.2%
KFS
41
KMS Financial Services
Washington
$157K
NPC
42
National Planning Corporation
California
$149K +$48.6K +4,250 +50%
Creative Planning
43
Creative Planning
Kansas
$127K -$5.75K -503 -4%
WRM
44
Westport Resources Management
Connecticut
$127K +$126K +11,003 New
CAN
45
Cetera Advisor Networks
California
$120K +$26.5K +2,319 +29%
EVC
46
Eidelman Virant Capital
Missouri
$116K
WEC
47
Winslow Evans & Crocker
Massachusetts
$113K -$3.43K -300 -3%
WA
48
WealthTrust Axiom
Pennsylvania
$103K
SFS
49
Shaker Financial Services
Virginia
$101K -$411K -36,000 -81%
Neuberger Berman Group
50
Neuberger Berman Group
New York
$100K