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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$137M +$141M +1,294,548 New
Bank of America
2
Bank of America
North Carolina
$104M +$108M +990,038 New
U
3
UBS
Switzerland
$77.2M +$79.8M +731,863 New
Citigroup
4
Citigroup
New York
$69.5M +$71.8M +658,685 New
FIM
5
Freedom Investment Management
Connecticut
$49.3M +$51M +467,459 New
LPL Financial
6
LPL Financial
California
$48.6M +$50.3M +460,836 New
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$47.6M +$49.2M +451,063 New
IAS
8
INR Advisory Services
Pennsylvania
$45.7M +$47.3M +433,403 New
Wells Fargo
9
Wells Fargo
California
$44.9M +$46.5M +426,006 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$34.4M +$35.6M +326,426 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$30.6M +$31.6M +289,817 New
MIH
12
Madison Investment Holdings
Wisconsin
$30M +$31M +284,275 New
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$26.9M +$27.8M +254,612 New
MIS
14
Morningstar Investment Services
Illinois
$24.8M +$25.6M +234,937 New
ST
15
Spinnaker Trust
Maine
$20.2M +$20.9M +191,565 New
WI
16
WBI Investments
New Jersey
$18.6M +$19.2M +175,965 New
BCI
17
Brinker Capital Investments
Pennsylvania
$17.8M +$18.4M +168,500 New
Jane Street
18
Jane Street
New York
$16.3M +$16.9M +154,654 New
JP Morgan Chase
19
JP Morgan Chase
New York
$16M +$16.5M +151,446 New
Nomura Holdings
20
Nomura Holdings
Japan
$15.8M +$16.3M +149,521 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$15.7M +$16.2M +148,818 New
UCFA
22
United Capital Financial Advisors
Texas
$14.1M +$14.5M +133,374 New
TWM
23
Tanglewood Wealth Management
Texas
$13.4M +$13.8M +126,964 New
KCG
24
Knight Capital Group
$12.7M +$13.2M +120,627 New
AAS
25
Annex Advisory Services
Wisconsin
$12.5M +$12.9M +118,463 New
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