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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
JCM
1
Janney Capital Management
Pennsylvania
$80.5M +$10.7M +102,936 +15%
PI
2
PHH Investments
Texas
$53.9M -$205K -1,965 -0.4%
Morgan Stanley
3
Morgan Stanley
New York
$47.2M -$14.5M -139,047 -24%
BCI
4
Brinker Capital Investments
Pennsylvania
$45.1M +$425K +4,075 +1%
RMC
5
Regis Management Company
California
$41.8M +$6.79M +65,040 +19%
Bank of America
6
Bank of America
North Carolina
$41.1M -$7.59M -72,716 -16%
KFA
7
Kays Financial Advisory
Georgia
$36.9M +$1.18M +11,272 +3%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$34.6M +$25.8M +247,477 +293%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$32.9M +$1.8M +17,240 +6%
Wells Fargo
10
Wells Fargo
California
$31.5M +$446K +4,275 +1%
JP Morgan Chase
11
JP Morgan Chase
New York
$30.2M +$9.92M +94,992 +49%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$27.6M +$4.59M +43,918 +20%
CWM
13
Cornerstone Wealth Management
Missouri
$19.3M +$1.19M +11,442 +7%
LPL Financial
14
LPL Financial
California
$15.7M -$248K -2,377 -2%
UBS Group
15
UBS Group
Switzerland
$14.3M -$1.18M -11,286 -8%
PAMG
16
Patton Albertson Miller Group
Tennessee
$12.8M -$1.98M -18,959 -13%
BFG
17
Bouchey Financial Group
New York
$12.1M -$1.88M -17,974 -13%
Stifel Financial
18
Stifel Financial
Missouri
$10.7M +$489K +4,686 +5%
FIM
19
Frontier Investment Management
Texas
$9.87M +$515K +4,935 +5%
OAM
20
Occidental Asset Management
California
$9.52M +$157K +1,503 +2%
QA
21
Quantitative Advantage
Minnesota
$8.52M +$8.53M +81,706 New
PA
22
Pinnacle Associates
New York
$8.3M +$1.54M +14,744 +23%
HCM
23
Hollencrest Capital Management
California
$8.22M +$135K +1,296 +2%
AG
24
Advisor Group
Arizona
$7.4M +$573K +5,484 +8%
SC
25
Scotia Capital
Ontario, Canada
$7.24M +$319K +3,051 +5%
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