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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$68.1M +$8.62M +81,392 +15%
Morgan Stanley
2
Morgan Stanley
New York
$61.2M +$664K +6,265 +1%
PI
3
PHH Investments
Texas
$50.5M +$19.2M +180,883 +61%
BCI
4
Brinker Capital Investments
Pennsylvania
$44.5M -$206K -1,945 -0.5%
JCM
5
Janney Capital Management
Pennsylvania
$43.2M +$466K +4,400 +1%
Bank of America
6
Bank of America
North Carolina
$40.2M +$2.36M +22,314 +6%
KFA
7
Kays Financial Advisory
Georgia
$33.4M +$1.07M +10,064 +3%
RMC
8
Regis Management Company
California
$31.6M +$1.97M +18,621 +7%
FIM
9
Freedom Investment Management
Connecticut
$26.6M -$1.48M -14,003 -5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$22.2M +$3.23M +30,518 +17%
UBS Group
11
UBS Group
Switzerland
$22.2M -$9.08M -85,747 -29%
Wells Fargo
12
Wells Fargo
California
$20.7M +$3.03M +28,564 +17%
CWM
13
Cornerstone Wealth Management
Missouri
$15.6M +$1.52M +14,313 +11%
LPL Financial
14
LPL Financial
California
$13.6M -$715K -6,749 -5%
BFG
15
Bouchey Financial Group
New York
$12.6M +$778K +7,346 +7%
RWP
16
RWA Wealth Partners
Massachusetts
$11M +$401K +3,788 +4%
FIM
17
Frontier Investment Management
Texas
$9.79M -$501K -4,725 -5%
VC
18
Vicus Capital
Pennsylvania
$9.51M +$8.49M +80,152 +837%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$8.52M -$145K -1,367 -2%
OAM
20
Occidental Asset Management
California
$8.13M +$539K +5,084 +7%
RJA
21
Raymond James & Associates
Florida
$8.08M +$297K +2,803 +4%
FFWA
22
FRG Family Wealth Advisors
Washington
$7.57M +$641K +6,050 +9%
PA
23
Pinnacle Associates
New York
$6.71M +$60.6K +572 +0.9%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$6.68M +$127K +1,197 +2%
HCM
25
Hollencrest Capital Management
California
$6.67M +$102K +966 +2%
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