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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
JCM
1
Janney Capital Management
Pennsylvania
$78.4M -$1.23M -11,963 -2%
PI
2
PHH Investments
Texas
$54.6M +$1.26M +12,292 +2%
Morgan Stanley
3
Morgan Stanley
New York
$45.5M -$1.09M -10,558 -2%
BCI
4
Brinker Capital Investments
Pennsylvania
$44.7M +$110K +1,066 +0.2%
RMC
5
Regis Management Company
California
$39.5M -$1.81M -17,618 -4%
Bank of America
6
Bank of America
North Carolina
$39.4M -$1.18M -11,464 -3%
KFA
7
Kays Financial Advisory
Georgia
$38.2M +$1.68M +16,319 +5%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$34.6M – – –
Wells Fargo
9
Wells Fargo
California
$34.5M +$3.28M +31,837 +11%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$31.5M -$998K -9,702 -3%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$31.1M +$3.45M +33,543 +13%
JP Morgan Chase
12
JP Morgan Chase
New York
$28.6M -$1.31M -12,728 -4%
LPL Financial
13
LPL Financial
California
$15.8M +$255K +2,479 +2%
UBS Group
14
UBS Group
Switzerland
$13.9M -$316K -3,075 -2%
Mirae Asset Global Investments
15
Mirae Asset Global Investments
South Korea
$13.3M +$13.3M +129,000 New
BFG
16
Bouchey Financial Group
New York
$12.6M +$565K +5,491 +5%
Stifel Financial
17
Stifel Financial
Missouri
$9.54M -$1.04M -10,143 -10%
FIM
18
Frontier Investment Management
Texas
$9.41M -$346K -3,363 -4%
PA
19
Pinnacle Associates
New York
$8.94M +$730K +7,092 +9%
OAM
20
Occidental Asset Management
California
$8.75M -$661K -6,429 -7%
QA
21
Quantitative Advantage
Minnesota
$8.33M -$91.2K -886 -1%
HCM
22
Hollencrest Capital Management
California
$7.99M -$132K -1,285 -2%
GWM
23
Geneos Wealth Management
Colorado
$7.71M +$936K +9,100 +14%
FFA
24
Fragasso Financial Advisors
Pennsylvania
$7.37M +$905K +8,798 +14%
SC
25
Scotia Capital
Ontario, Canada
$7.23M -$11.7K -114 -0.2%
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