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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$61.3M +$4.23M +39,862 +8%
Bank of America
2
Bank of America
North Carolina
$54.1M -$13.5M -127,194 -20%
BCI
3
Brinker Capital Investments
Pennsylvania
$53.4M -$9.31M -87,814 -15%
FIM
4
Freedom Investment Management
Connecticut
$46.7M +$3.83M +36,084 +9%
JCM
5
Janney Capital Management
Pennsylvania
$42.2M +$41.6M +392,771 New
JP Morgan Chase
6
JP Morgan Chase
New York
$40.9M +$13M +122,619 +47%
RMC
7
Regis Management Company
California
$39.6M +$3.79M +35,719 +11%
UBS Group
8
UBS Group
Switzerland
$37.3M +$1.38M +12,996 +4%
Wells Fargo
9
Wells Fargo
California
$36.6M +$2.68M +25,295 +8%
KFA
10
Kays Financial Advisory
Georgia
$28M +$878K +8,286 +3%
VC
11
Vicus Capital
Pennsylvania
$25.1M -$319K -3,009 -1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$22.2M -$4.72M -44,536 -18%
BC
13
Bartlett & Co
Ohio
$20.4M +$369K +3,485 +2%
LPL Financial
14
LPL Financial
California
$18.3M -$44.3M -418,061 -71%
WI
15
WBI Investments
New Jersey
$18.2M +$577K +5,439 +3%
SGI
16
Swan Global Investments
Colorado
$15.4M +$2.04M +19,229 +15%
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15.1M +$12.7M +120,064 +593%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$12.1M -$1.52M -14,357 -11%
FIM
19
Frontier Investment Management
Texas
$10.8M -$682K -6,430 -6%
FFWA
20
FRG Family Wealth Advisors
Washington
$10.8M +$64.3K +607 +0.6%
BWM
21
Braver Wealth Management
Massachusetts
$10.5M +$1.34M +12,663 +15%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$8.97M -$2.25M -21,254 -20%
GA
23
Gateway Advisory
New Jersey
$8.91M +$1.06M +10,000 +14%
CA
24
Cetera Advisors
Colorado
$8.67M -$315K -2,972 -4%
Stifel Financial
25
Stifel Financial
Missouri
$7.73M +$1.65M +15,546 +28%
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