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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$100M +$3.45M +32,595 +4%
U
2
UBS
Switzerland
$78.2M +$4.81M +45,383 +6%
Bank of America
3
Bank of America
North Carolina
$69.1M -$22.6M -213,211 -24%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$62.7M +$10.2M +96,384 +19%
Citigroup
5
Citigroup
New York
$53.9M -$9.89M -93,371 -15%
IAS
6
INR Advisory Services
Pennsylvania
$48.3M +$5.44M +51,400 +13%
Wells Fargo
7
Wells Fargo
California
$42.8M +$18.7K +177 +0%
LPL Financial
8
LPL Financial
California
$39.7M +$322K +3,039 +0.8%
MIH
9
Madison Investment Holdings
Wisconsin
$36M +$4.06M +38,350 +13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$33.4M +$240K +2,269 +0.7%
MIS
11
Morningstar Investment Services
Illinois
$29.8M +$1.75M +16,539 +6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$26.8M +$3.99M +37,684 +17%
ST
13
Spinnaker Trust
Maine
$19.8M -$507K -4,783 -2%
KFA
14
Kays Financial Advisory
Georgia
$19.3M +$19.5M +183,943 New
BCI
15
Brinker Capital Investments
Pennsylvania
$15.2M +$3.71M +35,000 +32%
WI
16
WBI Investments
New Jersey
$14.7M -$2.49M -23,491 -14%
PI
17
Placemark Investments
Illinois
$14.2M -$528K -4,987 -4%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$14.2M +$449K +4,236 +3%
CAL
19
Capital Analysts LLC
Pennsylvania
$13.9M +$854K +8,062 +6%
AAS
20
Annex Advisory Services
Wisconsin
$12.8M +$40.8K +385 +0.3%
DADC
21
D.A. Davidson & Co
Montana
$10.8M -$108K -1,022 -1%
FIM
22
Freedom Investment Management
Connecticut
$10.2M -$23.7M -223,770 -70%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$9.96M +$6.99M +65,996 +227%
Fidelity Investments
24
Fidelity Investments
Massachusetts
$9.58M -$462K -4,367 -5%
Goldman Sachs
25
Goldman Sachs
New York
$9.39M +$1.99M +18,808 +27%
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