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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$97.9M -$38.9M -370,130 -29%
Bank of America
2
Bank of America
North Carolina
$92.4M -$12.3M -116,999 -12%
U
3
UBS
Switzerland
$74.2M -$3.26M -31,052 -4%
Citigroup
4
Citigroup
New York
$64.4M -$5.28M -50,253 -8%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$53.2M +$5.38M +51,223 +11%
IAS
6
INR Advisory Services
Pennsylvania
$43.4M -$2.51M -23,850 -6%
Wells Fargo
7
Wells Fargo
California
$43.3M -$1.82M -17,305 -4%
LPL Financial
8
LPL Financial
California
$39.7M -$8.93M -84,959 -18%
FIM
9
Freedom Investment Management
Connecticut
$34M -$15.4M -146,147 -31%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$33.5M -$1.07M -10,229 -3%
MIH
11
Madison Investment Holdings
Wisconsin
$32.3M +$2.2M +20,948 +7%
MIS
12
Morningstar Investment Services
Illinois
$28.4M +$3.44M +32,723 +14%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$23.1M -$7.56M -71,971 -25%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$20.7M -$6.18M -58,873 -23%
ST
15
Spinnaker Trust
Maine
$20.5M +$266K +2,530 +1%
WI
16
WBI Investments
New Jersey
$17.4M -$1.25M -11,903 -7%
UCFA
17
United Capital Financial Advisors
Texas
$15.7M +$1.53M +14,549 +11%
PI
18
Placemark Investments
Illinois
$14.9M +$2.85M +27,131 +24%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$13.9M -$1.84M -17,501 -12%
JP Morgan Chase
20
JP Morgan Chase
New York
$13.2M -$2.8M -26,635 -18%
CAL
21
Capital Analysts LLC
Pennsylvania
$13.2M +$1.22M +11,642 +10%
AAS
22
Annex Advisory Services
Wisconsin
$12.9M +$341K +3,243 +3%
CS
23
Credit Suisse
Switzerland
$11.8M -$22.3K -212 -0.2%
BCI
24
Brinker Capital Investments
Pennsylvania
$11.7M -$6.1M -58,100 -34%
DADC
25
D.A. Davidson & Co
Montana
$11M -$108K -1,032 -1%
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