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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$113M +$11.5M +102,080 +11%
Wells Fargo
2
Wells Fargo
California
$102M +$6.34M +56,421 +7%
BCI
3
Brinker Capital Investments
Pennsylvania
$95.1M +$19.2M +170,886 +25%
Carson Wealth (CWM LLC)
4
Carson Wealth (CWM LLC)
Nebraska
$86.6M – – –
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$73.9M -$2.15M -19,080 -3%
KFA
6
Kays Financial Advisory
Georgia
$68.7M +$9.46M +84,170 +16%
JP Morgan Chase
7
JP Morgan Chase
New York
$64M +$6.25M +55,578 +11%
Bank of America
8
Bank of America
North Carolina
$63.3M +$42.8K +381 +0.1%
LPL Financial
9
LPL Financial
California
$52.4M +$9.93M +88,337 +23%
UBS Group
10
UBS Group
Switzerland
$46.3M +$8.66M +77,007 +23%
CW
11
CreativeOne Wealth
Kansas
$41.6M +$22.9M +203,308 +122%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$40.4M +$5.89M +52,357 +17%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$39.5M +$4.74M +42,165 +14%
WP
14
WealthPLAN Partners
Nebraska
$35.8M +$3.7M +32,943 +11%
Osaic Holdings
15
Osaic Holdings
Arizona
$35.1M +$1.7M +15,104 +5%
Stifel Financial
16
Stifel Financial
Missouri
$30.8M +$1.69M +15,076 +6%
Jane Street
17
Jane Street
New York
$29.8M +$29.8M +264,760 New
YAL
18
Your Advocates Ltd
Texas
$28M -$10.2M -90,921 -27%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$24.2M -$382K -3,395 -2%
RJA
20
Raymond James & Associates
Florida
$23.3M +$140K +1,244 +0.6%
SC
21
Scotia Capital
Ontario, Canada
$22.8M +$1.48M +13,152 +7%
PIN
22
Prudent Investors Network
California
$22.1M +$294K +2,612 +1%
Mirae Asset Global Investments
23
Mirae Asset Global Investments
South Korea
$22M +$135K +1,200 +0.6%
JWBC
24
John W. Brooker & Co
California
$21.9M -$1.49M -13,261 -6%
RMC
25
Regis Management Company
California
$21.2M +$2.05M +18,209 +11%
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