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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$73.1M +$41.7M +390,767 +129%
Morgan Stanley
2
Morgan Stanley
New York
$51.8M -$9.73M -91,028 -16%
BCI
3
Brinker Capital Investments
Pennsylvania
$51.4M +$962 +9 +0%
JCM
4
Janney Capital Management
Pennsylvania
$49.6M +$201K +1,879 +0.4%
MIS
5
Morningstar Investment Services
Illinois
$46.7M +$28.9M +270,615 +157%
JP Morgan Chase
6
JP Morgan Chase
New York
$43.9M +$31.9M +298,806 +254%
LPL Financial
7
LPL Financial
California
$36.6M +$8.88M +83,149 +32%
UBS Group
8
UBS Group
Switzerland
$34.1M +$2.71M +25,331 +9%
KFA
9
Kays Financial Advisory
Georgia
$26M +$1.25M +11,736 +5%
Wells Fargo
10
Wells Fargo
California
$24.6M +$239K +2,236 +1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$24.4M -$1.93M -18,032 -7%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$21.5M +$9.36M +87,566 +75%
HI
13
Horizon Investments
North Carolina
$19.7M -$1.28M -12,025 -6%
WI
14
WBI Investments
New Jersey
$18.3M +$10.5M +97,992 +130%
RMC
15
Regis Management Company
California
$15.6M -$149K -1,395 -0.9%
BTS
16
BB&T Securities
Virginia
$14M +$9.17M +85,856 +184%
BC
17
Bartlett & Co
Ohio
$13.2M +$930K +8,709 +8%
CA
18
Cetera Advisors
Colorado
$13.1M +$962 +9 +0%
FIM
19
Frontier Investment Management
Texas
$12.6M -$908K -8,499 -7%
BAAM
20
Baker Avenue Asset Management
California
$10.7M -$187K -1,755 -2%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$10.6M +$38.2K +358 +0.4%
VC
22
Vicus Capital
Pennsylvania
$10.1M -$358K -3,347 -4%
SC
23
Scotia Capital
Ontario, Canada
$8.93M +$3.03M +28,402 +51%
PA
24
Pinnacle Associates
New York
$8.02M -$52.1K -488 -0.6%
GA
25
Gateway Advisory
New Jersey
$7.64M +$392K +3,668 +5%
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