Baker Avenue Asset Management’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-2,709	Closed	-$287K	–	222
2017 Q2	$287K	Buy	2,709 +79	+3%	+$8.37K	0.04%	176
2017 Q1	$277K	Hold	2,630	–	–	0.04%	179
2016 Q4	$274K	Sell	2,630 -720	-21%	-$75.8K	0.04%	175
2016 Q3	$362K	Hold	3,350	–	–	0.05%	160
2016 Q2	$360K	Sell	3,350 -1,974	-37%	-$209K	0.05%	158
2016 Q1	$561K	Sell	5,324 -101,202	-95%	-$10.6M	0.09%	117
2015 Q4	$11.1M	Buy	106,526 +5,235	+5%	+$554K	1.59%	14
2015 Q3	$10.7M	Sell	101,291 -1,755	-2%	-$187K	1.88%	10
2015 Q2	$11M	Buy	103,046 +1,858	+2%	+$201K	1.47%	13
2015 Q1	$11.1M	Buy	101,188 +3,831	+4%	+$419K	1.48%	10
2014 Q4	$10.4M	Buy	97,357 +3,768	+4%	+$411K	1.45%	9
2014 Q3	$10.2M	Buy	93,589 +7,609	+9%	+$829K	1.42%	10
2014 Q2	$9.37M	Buy	85,980 +7,150	+9%	+$772K	1.35%	12
2014 Q1	$8.41M	Buy	78,830 +3,831	+5%	+$407K	1.41%	14
2013 Q4	$7.86M	Buy	74,999 +6,237	+9%	+$661K	1.51%	16
2013 Q3	$7.28M	Sell	68,762 -1,064	-2%	-$112K	1.53%	15
2013 Q2	$7.38M	Buy	+69,826	New	+$7.62M	1.82%	13