Baker Avenue Asset Management’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Baker Avenue Asset Management’s Portfolio BOND Stock Details BOND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-2,709	Closed	-$287K	–	222
2017 Q2	$287K	Buy	2,709 +79	+3%	+$8.37K	0.04%	176
2017 Q1	$277K	Hold	2,630	–	–	0.04%	179
2016 Q4	$274K	Sell	2,630 -720	-21%	-$75.8K	0.04%	175
2016 Q3	$362K	Hold	3,350	–	–	0.05%	160
2016 Q2	$360K	Sell	3,350 -1,974	-37%	-$209K	0.05%	158
2016 Q1	$561K	Sell	5,324 -101,202	-95%	-$10.6M	0.09%	117
2015 Q4	$11.1M	Buy	106,526 +5,235	+5%	+$554K	1.59%	14
2015 Q3	$10.7M	Sell	101,291 -1,755	-2%	-$187K	1.88%	10
2015 Q2	$11M	Buy	103,046 +1,858	+2%	+$201K	1.47%	13
2015 Q1	$11.1M	Buy	101,188 +3,831	+4%	+$419K	1.48%	10
2014 Q4	$10.4M	Buy	97,357 +3,768	+4%	+$411K	1.45%	9
2014 Q3	$10.2M	Buy	93,589 +7,609	+9%	+$829K	1.42%	10
2014 Q2	$9.37M	Buy	85,980 +7,150	+9%	+$772K	1.35%	12
2014 Q1	$8.41M	Buy	78,830 +3,831	+5%	+$407K	1.33%	14
2013 Q4	$7.86M	Buy	74,999 +6,237	+9%	+$661K	1.51%	16
2013 Q3	$7.28M	Sell	68,762 -1,064	-2%	-$112K	1.53%	15
2013 Q2	$7.38M	Buy	+69,826	New	+$7.62M	1.82%	13

Other funds holding BOND

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PHH Investments Addison, Texas $378M AUM 19.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

KFA

Kays Financial Advisory Atlanta, Georgia $624M AUM 9.93% 1-Year Est. Return

RMC

Regis Management Company Menlo Park, California $331M AUM 14.13% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $359M AUM 23.01% 1-Year Est. Return

Baker Avenue Asset Management's BOND Position: Q3 2017 in Review

Baker Avenue Asset Management sold out of PIMCO Active Bond Exchange-Traded Fund (BOND) in Q3 2017, closing a stake of 2,709 shares — an estimated $287K sold.

Baker Avenue Asset Management first reported a position in BOND in Q2 2013 and held it in 17 quarters. The position peaked at $11.1M in Q1 2015. 183 funds tracked by Wall St. Rank hold BOND as of Q3 2017.

Baker Avenue Asset Management reported no remaining PIMCO Active Bond Exchange-Traded Fund position as of Q3 2017 after selling out during the quarter.
Baker Avenue Asset Management sold 2,709 PIMCO Active Bond Exchange-Traded Fund shares in Q3 2017, an estimated $287K.
Baker Avenue Asset Management first reported a position in PIMCO Active Bond Exchange-Traded Fund in Q2 2013 and held it in 17 quarters.
Baker Avenue Asset Management's PIMCO Active Bond Exchange-Traded Fund position peaked at $11.1M in Q1 2015.
183 funds tracked by Wall St. Rank held PIMCO Active Bond Exchange-Traded Fund as of Q3 2017.

Based on Baker Avenue Asset Management's 13F filing for Q3 2017, filed 14 Nov 2017.