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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
JCM
1
Janney Capital Management
Pennsylvania
$71M +$686K +6,451 +1%
Morgan Stanley
2
Morgan Stanley
New York
$62.7M +$3.43M +32,255 +6%
PI
3
PHH Investments
Texas
$55M +$3.33M +31,321 +6%
Bank of America
4
Bank of America
North Carolina
$49.5M +$2.19M +20,561 +5%
BCI
5
Brinker Capital Investments
Pennsylvania
$45.4M -$231K -2,176 -0.5%
KFA
6
Kays Financial Advisory
Georgia
$36.4M +$2.06M +19,411 +6%
RMC
7
Regis Management Company
California
$35.6M +$1.75M +16,433 +5%
Wells Fargo
8
Wells Fargo
California
$31.6M +$5.86M +55,107 +23%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$31.6M +$7.78M +73,224 +33%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$23.8M +$16M +150,349 +204%
JP Morgan Chase
11
JP Morgan Chase
New York
$20.7M -$22M -206,843 -51%
CWM
12
Cornerstone Wealth Management
Missouri
$18.6M +$1.5M +14,092 +9%
LPL Financial
13
LPL Financial
California
$16.2M +$1.07M +10,074 +7%
UBS Group
14
UBS Group
Switzerland
$15.8M -$1.79M -16,809 -10%
PAMG
15
Patton Albertson Miller Group
Tennessee
$15M +$13.8M +129,525 +1,078%
BFG
16
Bouchey Financial Group
New York
$14.2M +$1.48M +13,892 +12%
Stifel Financial
17
Stifel Financial
Missouri
$10.4M -$138K -1,297 -1%
FFWA
18
FRG Family Wealth Advisors
Washington
$10.1M +$849K +7,986 +9%
OAM
19
Occidental Asset Management
California
$9.52M +$858K +8,075 +10%
FIM
20
Frontier Investment Management
Texas
$9.52M -$383K -3,602 -4%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$8.95M +$2.35M +22,091 +35%
RJA
22
Raymond James & Associates
Florida
$8.72M +$215K +2,026 +3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$8.7M +$128K +1,204 +1%
HCM
24
Hollencrest Capital Management
California
$8.22M +$774K +7,278 +10%
VC
25
Vicus Capital
Pennsylvania
$8.09M -$438K -4,124 -5%
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