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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.4M +$3.74M +34,740 +6%
Bank of America
2
Bank of America
North Carolina
$52.9M -$1.46M -13,621 -3%
BCI
3
Brinker Capital Investments
Pennsylvania
$51.1M -$2.6M -24,210 -5%
FIM
4
Freedom Investment Management
Connecticut
$47.5M +$596K +5,546 +1%
RMC
5
Regis Management Company
California
$44.9M +$5.07M +47,173 +13%
JCM
6
Janney Capital Management
Pennsylvania
$41.1M -$1.25M -11,585 -3%
UBS Group
7
UBS Group
Switzerland
$37.7M +$201K +1,868 +0.5%
Wells Fargo
8
Wells Fargo
California
$33.5M -$3.34M -31,085 -9%
JP Morgan Chase
9
JP Morgan Chase
New York
$30.9M -$10.2M -94,885 -25%
KFA
10
Kays Financial Advisory
Georgia
$28.9M +$743K +6,907 +3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$22.9M +$548K +5,096 +2%
BC
12
Bartlett & Co
Ohio
$21.2M +$731K +6,800 +4%
SGI
13
Swan Global Investments
Colorado
$18.1M +$2.54M +23,624 +16%
LPL Financial
14
LPL Financial
California
$17.4M -$821K -7,630 -4%
WI
15
WBI Investments
New Jersey
$14.7M -$3.58M -33,254 -20%
CWM
16
Cornerstone Wealth Management
Missouri
$11.9M +$12M +111,455 New
VC
17
Vicus Capital
Pennsylvania
$11M -$14.2M -131,710 -56%
BWM
18
Braver Wealth Management
Massachusetts
$11M +$432K +4,014 +4%
FIM
19
Frontier Investment Management
Texas
$10.7M -$164K -1,521 -2%
FFWA
20
FRG Family Wealth Advisors
Washington
$10.5M -$311K -2,889 -3%
Manulife (Manufacturers Life Insurance)
21
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$10.5M -$4.62M -42,989 -31%
GA
22
Gateway Advisory
New Jersey
$9.31M +$476K +4,429 +5%
Jane Street
23
Jane Street
New York
$9.14M +$9.11M +84,685 New
BFG
24
Bouchey Financial Group
New York
$8.29M +$4.56M +42,446 +124%
Stifel Financial
25
Stifel Financial
Missouri
$7.98M +$215K +2,003 +3%
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