Annex Advisory Services’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Annex Advisory Services’s Portfolio BOND Stock Details BOND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-20,952	Closed	-$2.28M	–	87
2014 Q2	$2.28M	Buy	20,952 +120	+0.6%	+$13K	0.78%	18
2014 Q1	$2.22M	Sell	20,832 -101,259	-83%	-$10.8M	0.83%	18
2013 Q4	$12.8M	Buy	122,091 +385	+0.3%	+$40.8K	4.91%	8
2013 Q3	$12.9M	Buy	121,706 +3,243	+3%	+$341K	6%	4
2013 Q2	$12.5M	Buy	+118,463	New	+$12.9M	6.9%	4

Other funds holding BOND

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Annex Advisory Services's BOND Position: Q3 2014 in Review

Annex Advisory Services sold out of PIMCO Active Bond Exchange-Traded Fund (BOND) in Q3 2014, closing a stake of 20,952 shares — an estimated $2.28M sold.

Annex Advisory Services first reported a position in BOND in Q2 2013 and held it in 5 quarters. The position peaked at $12.9M in Q3 2013. 181 funds tracked by Wall St. Rank hold BOND as of Q3 2014.

Annex Advisory Services reported no remaining PIMCO Active Bond Exchange-Traded Fund position as of Q3 2014 after selling out during the quarter.
Annex Advisory Services sold 20,952 PIMCO Active Bond Exchange-Traded Fund shares in Q3 2014, an estimated $2.28M.
Annex Advisory Services first reported a position in PIMCO Active Bond Exchange-Traded Fund in Q2 2013 and held it in 5 quarters.
Annex Advisory Services's PIMCO Active Bond Exchange-Traded Fund position peaked at $12.9M in Q3 2013.
181 funds tracked by Wall St. Rank held PIMCO Active Bond Exchange-Traded Fund as of Q3 2014.

Based on Annex Advisory Services's 13F filing for Q3 2014, filed 13 Nov 2014.