Nomura Holdings’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Nomura Holdings’s Portfolio BOND Stock Details BOND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-29,320	Closed	-$3.18M	–	2308
2014 Q3	$3.18M	Buy	29,320 +2,132	+8%	+$232K	0.01%	890
2014 Q2	$2.94M	Buy	27,188 +4,817	+22%	+$520K	﹤0.01%	936
2014 Q1	$2.39M	Sell	22,371 -857	-4%	-$91K	﹤0.01%	1082
2013 Q4	$2.44M	Sell	23,228 -66,461	-74%	-$7.04M	0.01%	613
2013 Q3	$9.49M	Sell	89,689 -59,832	-40%	-$6.29M	0.06%	271
2013 Q2	$15.8M	Buy	+149,521	New	+$16.3M	0.13%	124

Other funds holding BOND

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

KFA

Kays Financial Advisory Atlanta, Georgia $624M AUM 9.93% 1-Year Est. Return

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Nomura Holdings's BOND Position: Q4 2014 in Review

Nomura Holdings sold out of PIMCO Active Bond Exchange-Traded Fund (BOND) in Q4 2014, closing a stake of 29,320 shares — an estimated $3.18M sold.

Nomura Holdings first reported a position in BOND in Q2 2013 and held it in 6 quarters. The position peaked at $15.8M in Q2 2013. 166 funds tracked by Wall St. Rank hold BOND as of Q4 2014.

Nomura Holdings reported no remaining PIMCO Active Bond Exchange-Traded Fund position as of Q4 2014 after selling out during the quarter.
Nomura Holdings sold 29,320 PIMCO Active Bond Exchange-Traded Fund shares in Q4 2014, an estimated $3.18M.
Nomura Holdings first reported a position in PIMCO Active Bond Exchange-Traded Fund in Q2 2013 and held it in 6 quarters.
Nomura Holdings's PIMCO Active Bond Exchange-Traded Fund position peaked at $15.8M in Q2 2013.
166 funds tracked by Wall St. Rank held PIMCO Active Bond Exchange-Traded Fund as of Q4 2014.

Based on Nomura Holdings's 13F filing for Q4 2014, filed 17 Feb 2015.