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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
CAPTRUST Financial Advisors
151
CAPTRUST Financial Advisors
North Carolina
$36K +$37.1K +340 New
S
152
SignatureFD
Georgia
$32K +$23.9K +219 +292%
IAS
153
INR Advisory Services
Pennsylvania
$31K -$1.37M -12,599 -98%
FCCM
154
First City Capital Management
Georgia
$28.4K – – –
SA
155
SRH Advisors
Kansas
$27K – – –
SNT
156
Security National Trust
West Virginia
$26K – – –
SIA
157
Stancorp Investment Advisers
Oregon
$25K +$25.1K +230 New
RC
158
RegentAtlantic Capital
New Jersey
$24K +$24.4K +224 New
MSFP
159
Mark Sheptoff Financial Planning
Connecticut
$21K – – –
Creative Planning
160
Creative Planning
Kansas
$16K -$222K -2,041 -93%
JFA
161
JNBA Financial Advisors
Minnesota
$13K – – –
Schroder Investment Management Group
162
Schroder Investment Management Group
United Kingdom
$12K -$196K -1,800 -94%
HCM
163
Horrell Capital Management
Arkansas
$5K – – –
NMIS
164
Northwestern Mutual Investment Services
Wisconsin
$4K +$3.6K +33 New
PSUF
165
People's United Financial
Connecticut
$3K – – –
VAM
166
Visionary Asset Management
Texas
$3K +$3.49K +32 New
WA
167
Waverly Advisors
Alabama
$2K -$3.81K -35 -66%
Goldman Sachs
168
Goldman Sachs
New York
– -$10.6M -97,927 Closed
MAM
169
Meeder Asset Management
Ohio
– -$6.46M -59,473 Closed
MFP
170
Mosaic Financial Partners
California
– -$5.32M -48,953 Closed
BFG
171
Bouchey Financial Group
New York
– -$5.16M -47,499 Closed
HIS
172
Horizon Investment Services
Indiana
– -$3.86M -35,583 Closed
Deutsche Bank
173
Deutsche Bank
Germany
– -$3.4M -31,360 Closed
Nomura Holdings
174
Nomura Holdings
Japan
– -$3.18M -29,320 Closed
IA
175
Ibbotson Associates
Illinois
– -$3.05M -28,053 Closed
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