Mosaic Financial Partners’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Mosaic Financial Partners’s Portfolio BOND Stock Details BOND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-48,953	Closed	-$5.32M	–	47
2014 Q3	$5.32M	Buy	48,953 +1,773	+4%	+$193K	3.75%	9
2014 Q2	$5.14M	Buy	47,180 +4,816	+11%	+$520K	3.52%	11
2014 Q1	$4.52M	Buy	42,364 +3,925	+10%	+$417K	3.23%	12
2013 Q4	$4.03M	Buy	38,439 +8,466	+28%	+$897K	2.94%	12
2013 Q3	$3.17M	Buy	29,973 +26,911	+879%	+$2.83M	2.47%	14
2013 Q2	$322K	Buy	+3,062	New	+$334K	0.25%	37

Other funds holding BOND

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

KFA

Kays Financial Advisory Atlanta, Georgia $624M AUM 9.93% 1-Year Est. Return

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

Mosaic Financial Partners's BOND Position: Q4 2014 in Review

Mosaic Financial Partners sold out of PIMCO Active Bond Exchange-Traded Fund (BOND) in Q4 2014, closing a stake of 48,953 shares — an estimated $5.32M sold.

Mosaic Financial Partners first reported a position in BOND in Q2 2013 and held it in 6 quarters. The position peaked at $5.32M in Q3 2014. 166 funds tracked by Wall St. Rank hold BOND as of Q4 2014.

Mosaic Financial Partners reported no remaining PIMCO Active Bond Exchange-Traded Fund position as of Q4 2014 after selling out during the quarter.
Mosaic Financial Partners sold 48,953 PIMCO Active Bond Exchange-Traded Fund shares in Q4 2014, an estimated $5.32M.
Mosaic Financial Partners first reported a position in PIMCO Active Bond Exchange-Traded Fund in Q2 2013 and held it in 6 quarters.
Mosaic Financial Partners's PIMCO Active Bond Exchange-Traded Fund position peaked at $5.32M in Q3 2014.
166 funds tracked by Wall St. Rank held PIMCO Active Bond Exchange-Traded Fund as of Q4 2014.

Based on Mosaic Financial Partners's 13F filing for Q4 2014, filed 10 Feb 2015.