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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
HK
76
Horizon Kinetics
New York
$2.25M +$2.33M +21,349 New
CWM
77
Calamos Wealth Management
Illinois
$2.17M +$2.25M +20,590 New
TT
78
Tower Trust
Indiana
$2.05M +$2.12M +19,447 New
HIS
79
Horizon Investment Services
Indiana
$1.92M +$1.99M +18,242 New
MFS
80
MSI Financial Services
Massachusetts
$1.88M +$1.95M +17,852 New
ECM
81
ETrade Capital Management
Virginia
$1.86M +$1.93M +17,674 New
Barclays
82
Barclays
United Kingdom
$1.82M +$1.89M +17,283 New
CA
83
Commerzbank Aktiengesellschaft
Germany
$1.82M +$1.88M +17,249 New
ICAS
84
Investors Capital Advisory Services
Massachusetts
$1.76M +$1.82M +16,701 New
PWW
85
Pettyjohn Wood & White
Virginia
$1.74M +$1.8M +16,475 New
BCM
86
Bluefin Capital Management
New York
$1.7M +$1.75M +16,031 New
ASN
87
Advisory Services Network
Georgia
$1.67M +$1.73M +15,884 New
Mirae Asset Global Investments
88
Mirae Asset Global Investments
South Korea
$1.62M +$1.68M +15,400 New
CA
89
Cetera Advisors
Colorado
$1.6M +$1.65M +15,127 New
F
90
Filament
Washington
$1.54M +$1.6M +14,652 New
PAMG
91
Patton Albertson Miller Group
Tennessee
$1.47M +$1.52M +13,904 New
WCM
92
Weatherstone Capital Management
Colorado
$1.39M +$1.43M +13,110 New
IH
93
IFC Holdings
Florida
$1.35M +$1.4M +12,849 New
WS
94
Wedbush Securities
California
$1.28M +$1.33M +12,159 New
1IC
95
1919 Investment Counsel
Maryland
$1.27M +$1.31M +12,010 New
Comerica Bank
96
Comerica Bank
Texas
$1.17M +$1.21M +11,100 New
CSIC
97
Clifford Swan Investment Counsel
California
$1.04M +$1.07M +9,850 New
CWM
98
Concert Wealth Management
California
$1.03M +$1.07M +9,782 New
DS
99
DRW Securities
Illinois
$1.02M +$1.05M +9,666 New
BEAM
100
Baker Ellis Asset Management
Washington
$1.01M +$1.04M +9,561 New
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