Horizon Kinetics’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Horizon Kinetics’s Portfolio BOND Stock Details BOND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-13,133	Closed	-$1.43M	–	521
2014 Q3	$1.43M	Sell	13,133 -2,253	-15%	-$246K	0.02%	196
2014 Q2	$1.68M	Sell	15,386 -2,264	-13%	-$244K	0.02%	182
2014 Q1	$1.88M	Sell	17,650 -1,565	-8%	-$166K	0.02%	167
2013 Q4	$2.01M	Sell	19,215 -365	-2%	-$38.7K	0.03%	161
2013 Q3	$2.07M	Sell	19,580 -1,769	-8%	-$186K	0.03%	153
2013 Q2	$2.25M	Buy	+21,349	New	+$2.33M	0.03%	149

Other funds holding BOND

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

KFA

Kays Financial Advisory Atlanta, Georgia $624M AUM 9.93% 1-Year Est. Return

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Horizon Kinetics's BOND Position: Q4 2014 in Review

Horizon Kinetics sold out of PIMCO Active Bond Exchange-Traded Fund (BOND) in Q4 2014, closing a stake of 13,133 shares — an estimated $1.43M sold.

Horizon Kinetics first reported a position in BOND in Q2 2013 and held it in 6 quarters. The position peaked at $2.25M in Q2 2013. 166 funds tracked by Wall St. Rank hold BOND as of Q4 2014.

Horizon Kinetics reported no remaining PIMCO Active Bond Exchange-Traded Fund position as of Q4 2014 after selling out during the quarter.
Horizon Kinetics sold 13,133 PIMCO Active Bond Exchange-Traded Fund shares in Q4 2014, an estimated $1.43M.
Horizon Kinetics first reported a position in PIMCO Active Bond Exchange-Traded Fund in Q2 2013 and held it in 6 quarters.
Horizon Kinetics's PIMCO Active Bond Exchange-Traded Fund position peaked at $2.25M in Q2 2013.
166 funds tracked by Wall St. Rank held PIMCO Active Bond Exchange-Traded Fund as of Q4 2014.

Based on Horizon Kinetics's 13F filing for Q4 2014, filed 17 Feb 2015.