DRW Securities’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-5,968	Closed	-$625K	–	109
2013 Q4	$625K	Buy	+5,968	New	+$625K	0.03%	89
2013 Q3	–	Sell	-9,666	Closed	-$1.02M	–	148
2013 Q2	$1.02M	Buy	+9,666	New	+$1.02M	0.04%	72