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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

46 hedge funds and large institutions have $4.73M invested in Asterias Biotherapeutics Inc. Series A in 2018 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 15 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

15% less funds holding

Funds holding: 5446 (-8)

53% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 15

58% less capital invested

Capital invested by funds: $11.3M → $4.73M (-$6.56M)

60% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 15

77% less call options, than puts

Call options by funds: $9K | Put options by funds: $39K

Holders
46
Holders Change
-8
Holders Change %
-14.81%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
6
Reduced
15
Closed
15
Calls
$9K
Puts
$39K
Net Calls
-$30K
Net Calls Change
+$133K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$3.28M
NFC
2
Northeast Financial Consultants
Connecticut
$358K +$599K +577,262 New
Vanguard Group
3
Vanguard Group
Pennsylvania
$251K -$841K -809,667 -67%
Renaissance Technologies
4
Renaissance Technologies
New York
$206K +$151K +145,233 +78%
BlackRock
5
BlackRock
New York
$131K -$1.03K -995 -0.5%
Creative Planning
6
Creative Planning
Kansas
$124K +$20.7K +19,900 +11%
BCM
7
Bridgeway Capital Management
Texas
$115K
Millennium Management
8
Millennium Management
New York
$81K -$305K -294,061 -69%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$78K
Northern Trust
10
Northern Trust
Illinois
$28K -$743 -716 -2%
Citadel Advisors
11
Citadel Advisors
Florida
$22K -$34.4K -33,120 -48%
WJA
12
Williams Jones & Associates
New York
$19K
RJFSA
13
Raymond James Financial Services Advisors
Florida
$9K -$3.43K -3,308 -18%
ARTA
14
A.R.T. Advisors
New York
$8K -$4.04K -3,888 -22%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$7K +$53 +51 +0.4%
Morgan Stanley
16
Morgan Stanley
New York
$5K -$1.65K -1,593 -16%
FCMT
17
Founders Capital Management (Texas)
Texas
$4K +$4.15K +4,000 +133%
IA
18
IFP Advisors
Florida
$1K -$1.19K -1,147 -43%
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
$1K
Simplex Trading
20
Simplex Trading
Illinois
$1K +$1.91K +1,842 New
BNP Paribas Financial Markets
21
BNP Paribas Financial Markets
France
$962
APA
22
American Portfolios Advisors
New York
$12
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
-$341K -262,358 Closed
Group One Trading
24
Group One Trading
Illinois
-$70.5K -67,922 Closed
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
-$63.3K -60,989 Closed

AST Hedge Fund Activity: Q4 2018 in Review

46 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q4 2018, worth a combined $4.73M — down 58% from $11.3M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of AST and 7 opened new positions — a net loss of 8 holders — while 15 trimmed existing stakes and 6 added.

The largest buyer was Northeast Financial Consultants, opening a new position worth an estimated $599K. The largest seller was Vanguard Group, cutting an estimated $841K.

  • 46 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q4 2018, down from 54 in Q3 2018.
  • Funds reported $4.73M of Asterias Biotherapeutics Inc. Series A stock for Q4 2018, down 58% quarter-over-quarter.
  • 7 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q4 2018 and 15 closed out, a net change of -8 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q4 2018 was Northeast Financial Consultants, an estimated $599K added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q4 2018 was Vanguard Group, an estimated $841K sold.

Based on aggregated 13F filings for Q4 2018.