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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

62 hedge funds and large institutions have $13.3M invested in Asterias Biotherapeutics Inc. Series A in 2018 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

14% less funds holding

Funds holding: 7262 (-10)

16% less capital invested

Capital invested by funds: $15.9M → $13.3M (-$2.58M)

45% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 22

93% less call options, than puts

Call options by funds: $10K | Put options by funds: $148K

Holders
62
Holders Change
-10
Holders Change %
-13.89%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
14
Reduced
11
Closed
22
Calls
$10K
Puts
$148K
Net Calls
-$138K
Net Calls Change
-$11K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$7.14M
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.64M -$133K -86,622 -7%
NFC
3
Northeast Financial Consultants
Connecticut
$988K
Millennium Management
4
Millennium Management
New York
$663K +$752K +490,775 New
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$354K
BlackRock
6
BlackRock
New York
$281K -$1.69M -1,101,220 -84%
BCM
7
Bridgeway Capital Management
Texas
$251K +$52.7K +34,400 +23%
Creative Planning
8
Creative Planning
Kansas
$243K +$92.1K +60,100 +50%
ECM
9
Element Capital Management
New York
$201K +$228K +148,528 New
PP
10
Paloma Partners
Connecticut
$194K +$220K +143,800 New
Geode Capital Management
11
Geode Capital Management
Massachusetts
$172K -$102K -66,832 -34%
Morgan Stanley
12
Morgan Stanley
New York
$156K +$59K +38,489 +50%
Renaissance Technologies
13
Renaissance Technologies
New York
$142K +$161K +105,100 New
LP
14
LMR Partners
United Kingdom
$110K +$125K +81,550 New
Goldman Sachs
15
Goldman Sachs
New York
$85K +$96.3K +62,871 New
Group One Trading
16
Group One Trading
Illinois
$82K +$20.9K +13,638 +29%
LCM
17
Laurion Capital Management
New York
$63K +$71.7K +46,776 New
Northern Trust
18
Northern Trust
Illinois
$62K -$389K -253,973 -85%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$57K +$23K +15,040 +56%
OAM
20
Oxford Asset Management
United Kingdom
$55K +$8.37K +5,465 +16%
Citadel Advisors
21
Citadel Advisors
Florida
$47K +$52.9K +34,543 New
WJA
22
Williams Jones & Associates
New York
$41K +$15.3K +10,000 +50%
BCM
23
BlueCrest Capital Management
Jersey
$38K +$42.8K +27,969 New
Wells Fargo
24
Wells Fargo
California
$36K -$46.9K -30,635 -54%
Bank of America
25
Bank of America
North Carolina
$28K +$27.4K +17,878 +592%

AST Hedge Fund Activity: Q2 2018 in Review

62 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q2 2018, worth a combined $13.3M — down 16% from $15.9M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of AST and 12 opened new positions — a net loss of 10 holders — while 11 trimmed existing stakes and 14 added.

The largest buyer was Millennium Management, opening a new position worth an estimated $752K. The largest seller was BlackRock, cutting an estimated $1.69M.

  • 62 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q2 2018, down from 72 in Q1 2018.
  • Funds reported $13.3M of Asterias Biotherapeutics Inc. Series A stock for Q2 2018, down 16% quarter-over-quarter.
  • 12 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q2 2018 and 22 closed out, a net change of -10 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q2 2018 was Millennium Management, an estimated $752K added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q2 2018 was BlackRock, an estimated $1.69M sold.

Based on aggregated 13F filings for Q2 2018.