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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

75 hedge funds and large institutions have $25.5M invested in Asterias Biotherapeutics Inc. Series A in 2017 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 25 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 6

213% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 8

21% more funds holding

Funds holding: 6275 (+13)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

20% less capital invested

Capital invested by funds: $31.8M → $25.5M (-$6.31M)

83% less call options, than puts

Call options by funds: $64K | Put options by funds: $384K

Holders
75
Holders Change
+13
Holders Change %
+20.97%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
25
Reduced
8
Closed
6
Calls
$64K
Puts
$384K
Net Calls
-$320K
Net Calls Change
+$8K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$11.9M +$4.03M +1,592,308 +43%
BlackRock
2
BlackRock
New York
$2.93M +$37.7K +14,908 +1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$1.93M +$55.7K +21,999 +3%
NFC
4
Northeast Financial Consultants
Connecticut
$1.65M
Fidelity Investments
5
Fidelity Investments
Massachusetts
$1.6M
State Street
6
State Street
Massachusetts
$763K +$24.8K +9,783 +3%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$671K +$139 +55 +0%
Northern Trust
8
Northern Trust
Illinois
$661K +$4.69K +1,854 +0.6%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$436K +$30.9K +12,193 +7%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$368K +$232K +91,493 +127%
BCM
11
Bridgeway Capital Management
Texas
$333K
TCIM
12
TIAA CREF Investment Management
New York
$188K +$18.4K +7,285 +10%
Morgan Stanley
13
Morgan Stanley
New York
$173K +$75.3K +29,768 +63%
VF
14
Virtu Financial
New York
$161K +$144K +56,888 +387%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$155K -$1.54K -607 -0.9%
Deutsche Bank
16
Deutsche Bank
Germany
$148K +$87.9K +34,739 +110%
Millennium Management
17
Millennium Management
New York
$132K +$149K +58,727 New
TA
18
Teachers Advisors
New York
$122K +$9.04K +3,572 +7%
California State Teachers Retirement System (CalSTRS)
19
California State Teachers Retirement System (CalSTRS)
California
$105K +$5.74K +2,268 +5%
Charles Schwab
20
Charles Schwab
California
$104K
Group One Trading
21
Group One Trading
Illinois
$96K +$22.8K +9,000 +27%
Citadel Advisors
22
Citadel Advisors
Florida
$73K +$81.8K +32,307 New
AWS
23
AJ Wealth Strategies
New York
$67K
Wells Fargo
24
Wells Fargo
California
$63K -$42.6K -16,844 -38%
OAM
25
Oxford Asset Management
United Kingdom
$53K +$58.7K +23,200 New

AST Hedge Fund Activity: Q4 2017 in Review

75 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q4 2017, worth a combined $25.5M — down 20% from $31.8M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new AST positions and 6 closed out — a net gain of 13 holders — while 25 added to existing stakes and 8 trimmed.

The largest buyer was Broadwood Capital, adding an estimated $4.03M. The largest seller was Family Management, cutting an estimated $119K.

  • 75 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q4 2017, up from 62 in Q3 2017.
  • Funds reported $25.5M of Asterias Biotherapeutics Inc. Series A stock for Q4 2017, down 20% quarter-over-quarter.
  • 19 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q4 2017 and 6 closed out, a net change of +13 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q4 2017 was Broadwood Capital, an estimated $4.03M added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q4 2017 was Family Management, an estimated $119K sold.

Based on aggregated 13F filings for Q4 2017.