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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

63 hedge funds and large institutions have $19.3M invested in Asterias Biotherapeutics Inc. Series A in 2015 Q2 according to their latest regulatory filings, with 29 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

480% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 5

71% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 7

62% more funds holding

Funds holding: 3963 (+24)

15% more capital invested

Capital invested by funds: $16.7M → $19.3M (+$2.53M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $144K

Holders
63
Holders Change
+24
Holders Change %
+61.54%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
29
Increased
12
Reduced
7
Closed
5
Calls
Puts
$144K
Net Calls
-$144K
Net Calls Change
-$143K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$7.55M +$9.59M +1,000,000 +156%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$4.53M +$26.8K +2,800 +0.3%
Vanguard Group
3
Vanguard Group
Pennsylvania
$3.17M +$1.73M +180,466 +35%
BFA
4
BlackRock Fund Advisors
California
$1.27M +$2.65M +276,354 New
Millennium Management
5
Millennium Management
New York
$617K +$754K +78,685 +142%
BIT
6
BlackRock Institutional Trust
California
$338K +$611K +63,702 +648%
BIM
7
BlackRock Investment Management
Delaware
$167K +$349K +36,398 New
Citigroup
8
Citigroup
New York
$114K +$232K +24,160 +2,925%
CS
9
Credit Suisse
Switzerland
$106K -$230K -23,980 -51%
Citadel Advisors
10
Citadel Advisors
Florida
$97K +$202K +21,100 New
California State Teachers Retirement System (CalSTRS)
11
California State Teachers Retirement System (CalSTRS)
California
$88K +$183K +19,084 New
ARTA
12
A.R.T. Advisors
New York
$88K +$184K +19,216 New
HCM
13
Highbridge Capital Management
New York
$79K +$164K +17,105 New
Bank of New York Mellon
14
Bank of New York Mellon
New York
$78K +$164K +17,073 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$74K -$160K -16,657 -51%
Northern Trust
16
Northern Trust
Illinois
$72K +$149K +15,498 New
AIM
17
Allen Investment Management
New York
$71K
Charles Schwab
18
Charles Schwab
California
$70K +$145K +15,125 New
DAM
19
Deltec Asset Management
New York
$69K
TRCT
20
Tower Research Capital (TRC)
New York
$67K +$139K +14,512 New
TA
21
Teachers Advisors
New York
$67K +$140K +14,644 New
BCM
22
Bridgeway Capital Management
Texas
$61K
WS
23
Wedbush Securities
California
$51K +$106K +11,033 New
Squarepoint
24
Squarepoint
New York
$47K +$97.8K +10,200 New
New York State Common Retirement Fund
25
New York State Common Retirement Fund
New York
$32K +$66.5K +6,940 New

AST Hedge Fund Activity: Q2 2015 in Review

63 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q2 2015, worth a combined $19.3M — up 15% from $16.7M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new AST positions and 5 closed out — a net gain of 24 holders — while 12 added to existing stakes and 7 trimmed.

The largest buyer was Broadwood Capital, adding an estimated $9.59M. The largest seller was First Eagle Investment Management, exiting entirely with an estimated $425K sold.

  • 63 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q2 2015, up from 39 in Q1 2015.
  • Funds reported $19.3M of Asterias Biotherapeutics Inc. Series A stock for Q2 2015, up 15% quarter-over-quarter.
  • 29 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q2 2015 and 5 closed out, a net change of +24 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q2 2015 was Broadwood Capital, an estimated $9.59M added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q2 2015 was First Eagle Investment Management, an estimated $425K sold.

Based on aggregated 13F filings for Q2 2015.