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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

66 hedge funds and large institutions have $18.3M invested in Asterias Biotherapeutics Inc. Series A in 2016 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

20% more funds holding

Funds holding: 5566 (+11)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

14% less capital invested

Capital invested by funds: $21.2M → $18.3M (-$2.91M)

Holders
66
Holders Change
+11
Holders Change %
+20%
% of All Funds
1.76%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
18
Reduced
10
Closed
5
Calls
$52K
Puts
Net Calls
+$52K
Net Calls Change
+$134K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$8.88M +$7.44M +2,058,823 +125%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.88M -$485K -134,234 -15%
BFA
3
BlackRock Fund Advisors
California
$1.41M +$1.13M +313,067 +114%
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.18M +$155K +43,008 +10%
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$992K
SM
6
Sabby Management
Florida
$741K +$1.12M +308,909 New
BIT
7
BlackRock Institutional Trust
California
$628K +$234K +64,604 +33%
BCM
8
Bridgeway Capital Management
Texas
$355K
Northern Trust
9
Northern Trust
Illinois
$334K +$89.8K +24,844 +22%
State Street
10
State Street
Massachusetts
$226K -$4.49K -1,242 -1%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$213K +$48.7K +13,459 +18%
TCIM
12
TIAA CREF Investment Management
New York
$203K +$199K +55,082 +187%
BIM
13
BlackRock Investment Management
Delaware
$176K +$133K +36,782 +101%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$131K +$70.4K +19,469 +56%
California State Teachers Retirement System (CalSTRS)
15
California State Teachers Retirement System (CalSTRS)
California
$114K +$92K +25,447 +115%
Goldman Sachs
16
Goldman Sachs
New York
$96K +$145K +39,975 New
NFC
17
Northeast Financial Consultants
Connecticut
$84K +$127K +35,026 New
MHP
18
Manatuck Hill Partners
Connecticut
$61K +$364K +100,567 New
TA
19
Teachers Advisors
New York
$60K +$37.3K +10,323 +71%
SG Americas Securities
20
SG Americas Securities
New York
$53K +$80K +22,117 New
SG
21
Societe Generale
$53K +$80K +22,117 New
CS
22
Credit Suisse
Switzerland
$51K +$77.5K +21,426 New
WS
23
Wedbush Securities
California
$47K +$21.7K +6,000 +44%
VKH
24
Virtu KCG Holdings
New York
$47K +$70.7K +19,551 New
Charles Schwab
25
Charles Schwab
California
$37K

AST Hedge Fund Activity: Q2 2016 in Review

66 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q2 2016, worth a combined $18.3M — down 14% from $21.2M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new AST positions and 5 closed out — a net gain of 11 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Broadwood Capital, adding an estimated $7.44M. The largest seller was Fidelity Investments, cutting an estimated $485K.

  • 66 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q2 2016, up from 55 in Q1 2016.
  • Funds reported $18.3M of Asterias Biotherapeutics Inc. Series A stock for Q2 2016, down 14% quarter-over-quarter.
  • 16 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q2 2016 and 5 closed out, a net change of +11 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q2 2016 was Broadwood Capital, an estimated $7.44M added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q2 2016 was Fidelity Investments, an estimated $485K sold.

Based on aggregated 13F filings for Q2 2016.