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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

64 hedge funds and large institutions have $35.6M invested in Asterias Biotherapeutics Inc. Series A in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 10

95% more capital invested

Capital invested by funds: $18.3M → $35.6M (+$17.4M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 6664 (-2)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
64
Holders Change
-2
Holders Change %
-3.03%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
20
Reduced
10
Closed
4
Calls
$208K
Puts
Net Calls
+$208K
Net Calls Change
+$156K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$15.7M
Fidelity Investments
2
Fidelity Investments
Massachusetts
$3.33M
NFC
3
Northeast Financial Consultants
Connecticut
$3.1M +$2.26M +697,239 +1,991%
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.77M +$518K +159,999 +33%
BFA
5
BlackRock Fund Advisors
California
$2.6M +$82.5K +25,511 +4%
Thrivent Financial for Lutherans
6
Thrivent Financial for Lutherans
Minnesota
$1.75M
BIT
7
BlackRock Institutional Trust
California
$1.16M +$35.7K +11,027 +4%
Northern Trust
8
Northern Trust
Illinois
$1.03M +$337K +104,086 +75%
State Street
9
State Street
Massachusetts
$658K +$194K +59,845 +63%
BCM
10
Bridgeway Capital Management
Texas
$628K
Geode Capital Management
11
Geode Capital Management
Massachusetts
$624K +$189K +58,353 +66%
BIM
12
BlackRock Investment Management
Delaware
$349K +$29K +8,962 +12%
VKH
13
Virtu KCG Holdings
New York
$309K +$173K +53,438 +273%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$261K +$23.2K +7,187 +13%
Goldman Sachs
15
Goldman Sachs
New York
$210K +$30.9K +9,550 +24%
California State Teachers Retirement System (CalSTRS)
16
California State Teachers Retirement System (CalSTRS)
California
$201K -$647 -200 -0.4%
HCM
17
Highbridge Capital Management
New York
$151K +$115K +35,555 New
TA
18
Teachers Advisors
New York
$99K -$5.48K -1,695 -7%
Charles Schwab
19
Charles Schwab
California
$65K
WS
20
Wedbush Securities
California
$64K -$14.6K -4,500 -23%
WJA
21
Williams Jones & Associates
New York
$64K +$48.8K +15,100 New
CS
22
Credit Suisse
Switzerland
$62K -$21.8K -6,734 -31%
AIG
23
American International Group
New York
$55.4K
Deutsche Bank
24
Deutsche Bank
Germany
$55K +$857 +265 +2%
Morgan Stanley
25
Morgan Stanley
New York
$53K +$16.9K +5,230 +72%

AST Hedge Fund Activity: Q3 2016 in Review

64 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q3 2016, worth a combined $35.6M — up 95% from $18.3M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of AST and 3 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 20 added.

The largest buyer was Northeast Financial Consultants, adding an estimated $2.26M. The largest seller was Sabby Management, exiting entirely with an estimated $999K sold.

  • 64 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q3 2016, down from 66 in Q2 2016.
  • Funds reported $35.6M of Asterias Biotherapeutics Inc. Series A stock for Q3 2016, up 95% quarter-over-quarter.
  • 3 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q3 2016 and 4 closed out, a net change of -1 holder.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q3 2016 was Northeast Financial Consultants, an estimated $2.26M added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q3 2016 was Sabby Management, an estimated $999K sold.

Based on aggregated 13F filings for Q3 2016.