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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

58 hedge funds and large institutions have $16.5M invested in Asterias Biotherapeutics Inc. Series A in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less funds holding

Funds holding: 6358 (-5)

14% less capital invested

Capital invested by funds: $19.3M → $16.5M (-$2.78M)

29% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 14

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $121K

Holders
58
Holders Change
-5
Holders Change %
-7.94%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
14
Reduced
12
Closed
14
Calls
Puts
$121K
Net Calls
-$121K
Net Calls Change
+$23K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$6.35M
Fidelity Investments
2
Fidelity Investments
Massachusetts
$3.76M -$52.8K -11,500 -1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$1.91M -$894K -194,666 -28%
BFA
4
BlackRock Fund Advisors
California
$1.06M -$9.43K -2,053 -0.7%
BIT
5
BlackRock Institutional Trust
California
$706K +$500K +108,846 +148%
Northern Trust
6
Northern Trust
Illinois
$451K +$464K +101,011 +652%
BCM
7
Bridgeway Capital Management
Texas
$288K +$280K +60,942 +456%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$288K +$342K +74,435 New
AQR Capital Management
9
AQR Capital Management
Connecticut
$194K +$230K +50,032 New
BIM
10
BlackRock Investment Management
Delaware
$138K -$2.98K -648 -2%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$129K +$74.2K +16,157 +95%
TCIM
12
TIAA CREF Investment Management
New York
$114K +$117K +25,446 +628%
Goldman Sachs
13
Goldman Sachs
New York
$108K +$128K +27,781 New
State Street
14
State Street
Massachusetts
$99K +$117K +25,418 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$91K +$34.1K +7,431 +46%
California State Teachers Retirement System (CalSTRS)
16
California State Teachers Retirement System (CalSTRS)
California
$74K
Jane Street
17
Jane Street
New York
$62K +$73.7K +16,048 New
Charles Schwab
18
Charles Schwab
California
$59K
TA
19
Teachers Advisors
New York
$57K -$51 -11 -0.1%
PP
20
Paloma Partners
Connecticut
$54K +$64.1K +13,966 New
WS
21
Wedbush Securities
California
$50K +$9.19K +2,000 +18%
Deutsche Bank
22
Deutsche Bank
Germany
$48K +$45.8K +9,964 +397%
RhumbLine Advisers
23
RhumbLine Advisers
Massachusetts
$43K +$51.4K +11,199 New
SG Americas Securities
24
SG Americas Securities
New York
$42K +$49.3K +10,735 New
M&T Bank
25
M&T Bank
New York
$39K +$46.1K +10,028 New

AST Hedge Fund Activity: Q3 2015 in Review

58 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q3 2015, worth a combined $16.5M — down 14% from $19.3M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of AST and 10 opened new positions — a net loss of 4 holders — while 12 trimmed existing stakes and 14 added.

The largest buyer was BlackRock Institutional Trust, adding an estimated $500K. The largest seller was Vanguard Group, cutting an estimated $894K.

  • 58 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q3 2015, down from 63 in Q2 2015.
  • Funds reported $16.5M of Asterias Biotherapeutics Inc. Series A stock for Q3 2015, down 14% quarter-over-quarter.
  • 10 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q3 2015 and 14 closed out, a net change of -4 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q3 2015 was BlackRock Institutional Trust, an estimated $500K added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q3 2015 was Vanguard Group, an estimated $894K sold.

Based on aggregated 13F filings for Q3 2015.