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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

55 hedge funds and large institutions have $21.2M invested in Asterias Biotherapeutics Inc. Series A in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

18% more capital invested

Capital invested by funds: $18M → $21.2M (+$3.17M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less funds holding

Funds holding: 5655 (-1)

38% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 16

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $82K

Holders
55
Holders Change
-1
Holders Change %
-1.79%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
10
Reduced
16
Closed
4
Calls
Puts
$82K
Net Calls
-$82K
Net Calls Change
-$13K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$7.71M
Fidelity Investments
2
Fidelity Investments
Massachusetts
$4.32M -$208K -53,840 -6%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.11M -$5.8K -1,500 -0.3%
Thrivent Financial for Lutherans
4
Thrivent Financial for Lutherans
Minnesota
$1.94M +$572K +147,930 +56%
BFA
5
BlackRock Fund Advisors
California
$1.29M -$32.7K -8,443 -3%
BIT
6
BlackRock Institutional Trust
California
$926K -$3.98K -1,029 -0.5%
BCM
7
Bridgeway Capital Management
Texas
$696K
Northern Trust
8
Northern Trust
Illinois
$537K -$6.51K -1,682 -1%
State Street
9
State Street
Massachusetts
$452K +$19.3K +5,000 +5%
BIM
10
BlackRock Investment Management
Delaware
$172K +$3K +775 +2%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$164K +$6.7K +1,730 +5%
TCIM
12
TIAA CREF Investment Management
New York
$139K
California State Teachers Retirement System (CalSTRS)
13
California State Teachers Retirement System (CalSTRS)
California
$104K +$10.6K +2,733 +14%
Charles Schwab
14
Charles Schwab
California
$72K
TA
15
Teachers Advisors
New York
$69K
WS
16
Wedbush Securities
California
$63K -$11.7K -3,033 -18%
ST
17
Spot Trading
Illinois
$62K +$14.2K +3,670 +39%
Deutsche Bank
18
Deutsche Bank
Germany
$52K -$4.04K -1,044 -9%
Citigroup
19
Citigroup
New York
$48K +$21.4K +5,527 +114%
New York State Common Retirement Fund
20
New York State Common Retirement Fund
New York
$45K
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$38K
Morgan Stanley
22
Morgan Stanley
New York
$34K -$561 -145 -2%
NFA
23
Nationwide Fund Advisors
Ohio
$31K
AIG
24
American International Group
New York
$29K
BA
25
BlackRock Advisors
Delaware
$13K

AST Hedge Fund Activity: Q1 2016 in Review

55 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q1 2016, worth a combined $21.2M — up 18% from $18M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new AST positions and 4 closed out — a net gain of 1 holder — while 10 added to existing stakes and 16 trimmed.

The largest buyer was Thrivent Financial for Lutherans, adding an estimated $572K. The largest seller was Spark Investment Management, exiting entirely with an estimated $269K sold.

  • 55 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q1 2016, down from 56 in Q4 2015.
  • Funds reported $21.2M of Asterias Biotherapeutics Inc. Series A stock for Q1 2016, up 18% quarter-over-quarter.
  • 5 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q1 2016 and 4 closed out, a net change of +1 holder.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q1 2016 was Thrivent Financial for Lutherans, an estimated $572K added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q1 2016 was Spark Investment Management, an estimated $269K sold.

Based on aggregated 13F filings for Q1 2016.