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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

66 hedge funds and large institutions have $30.5M invested in Asterias Biotherapeutics Inc. Series A in 2017 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $246K | Put options by funds: $143K

64% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 11

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

0% more funds holding

Funds holding: 6666 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

25% less capital invested

Capital invested by funds: $40.6M → $30.5M (-$10.1M)

Holders
66
Holders Change
Holders Change %
0%
% of All Funds
1.64%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
18
Reduced
11
Closed
7
Calls
$246K
Puts
$143K
Net Calls
+$103K
Net Calls Change
-$118K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$12.6M
BlackRock
2
BlackRock
New York
$3.82M +$4.36M +1,121,035 +89,112%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.8M +$414K +106,488 +15%
NFC
4
Northeast Financial Consultants
Connecticut
$2.49M
Fidelity Investments
5
Fidelity Investments
Massachusetts
$2.42M
Thrivent Financial for Lutherans
6
Thrivent Financial for Lutherans
Minnesota
$1.41M
State Street
7
State Street
Massachusetts
$901K +$148K +38,000 +17%
Northern Trust
8
Northern Trust
Illinois
$816K -$16.5K -4,255 -2%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$565K +$18.2K +4,684 +3%
BCM
10
Bridgeway Capital Management
Texas
$503K
Bank of New York Mellon
11
Bank of New York Mellon
New York
$267K +$59.5K +15,294 +24%
TCIM
12
TIAA CREF Investment Management
New York
$232K -$9.48K -2,438 -3%
TA
13
Teachers Advisors
New York
$174K +$1.28K +329 +0.6%
Charles Schwab
14
Charles Schwab
California
$156K
California State Teachers Retirement System (CalSTRS)
15
California State Teachers Retirement System (CalSTRS)
California
$155K -$3.89K -1,000 -2%
Wells Fargo
16
Wells Fargo
California
$146K +$58.6K +15,060 +54%
Morgan Stanley
17
Morgan Stanley
New York
$141K -$130K -33,503 -45%
FM
18
Family Management
New York
$139K +$113K +29,000 +242%
Millennium Management
19
Millennium Management
New York
$79K +$90.3K +23,222 New
Russell Investments Group
20
Russell Investments Group
United Kingdom
$75K
WS
21
Wedbush Securities
California
$64K +$72.7K +18,698 New
Simplex Trading
22
Simplex Trading
Illinois
$58K +$67.2K +17,271 New
TC
23
TFS Capital
Pennsylvania
$56K +$63.7K +16,381 New
WJA
24
Williams Jones & Associates
New York
$51K
RhumbLine Advisers
25
RhumbLine Advisers
Massachusetts
$51K +$3.34K +858 +6%

AST Hedge Fund Activity: Q1 2017 in Review

66 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q1 2017, worth a combined $30.5M — down 25% from $40.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new AST positions and 7 closed out — a net gain of 4 holders — while 18 added to existing stakes and 11 trimmed.

The largest buyer was BlackRock, adding an estimated $4.36M. The largest seller was Oxford Asset Management, exiting entirely with an estimated $224K sold.

  • 66 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $30.5M of Asterias Biotherapeutics Inc. Series A stock for Q1 2017, down 25% quarter-over-quarter.
  • 11 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q1 2017 and 7 closed out, a net change of +4 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q1 2017 was BlackRock, an estimated $4.36M added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q1 2017 was Oxford Asset Management, an estimated $224K sold.

Based on aggregated 13F filings for Q1 2017.