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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

72 hedge funds and large institutions have $15.9M invested in Asterias Biotherapeutics Inc. Series A in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 14 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 14

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 7572 (-3)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

38% less capital invested

Capital invested by funds: $25.5M → $15.9M (-$9.65M)

55% less call options, than puts

Call options by funds: $106K | Put options by funds: $233K

Holders
72
Holders Change
-3
Holders Change %
-4%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
21
Reduced
14
Closed
10
Calls
$106K
Puts
$233K
Net Calls
-$127K
Net Calls Change
+$193K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$7.67M
BlackRock
2
BlackRock
New York
$1.9M +$13.3K +6,385 +0.5%
Vanguard Group
3
Vanguard Group
Pennsylvania
$1.89M +$920K +440,703 +51%
NFC
4
Northeast Financial Consultants
Connecticut
$1.06M
State Street
5
State Street
Massachusetts
$525K +$47.9K +22,954 +7%
Northern Trust
6
Northern Trust
Illinois
$435K +$12.2K +5,825 +2%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$380K -$75.1K -35,945 -12%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$281K +$1.04K +500 +0.3%
BCM
9
Bridgeway Capital Management
Texas
$220K +$7.94K +3,800 +3%
Creative Planning
10
Creative Planning
Kansas
$174K +$208K +99,516 +481%
TCIM
11
TIAA CREF Investment Management
New York
$121K
Morgan Stanley
12
Morgan Stanley
New York
$112K +$871 +417 +0.5%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$98K -$2.15K -1,028 -1%
Wells Fargo
14
Wells Fargo
California
$83K +$60.3K +28,884 +103%
TA
15
Teachers Advisors
New York
$79K
ARTA
16
A.R.T. Advisors
New York
$70K +$102K +48,692 New
California State Teachers Retirement System (CalSTRS)
17
California State Teachers Retirement System (CalSTRS)
California
$68K
Group One Trading
18
Group One Trading
Illinois
$68K +$8.98K +4,300 +10%
Charles Schwab
19
Charles Schwab
California
$67K
Deutsche Bank
20
Deutsche Bank
Germany
$57K -$54.9K -26,280 -40%
VF
21
Virtu Financial
New York
$50K -$77.7K -37,205 -52%
OAM
22
Oxford Asset Management
United Kingdom
$50K +$23.7K +11,351 +49%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$39K -$285K -136,310 -83%
Simplex Trading
24
Simplex Trading
Illinois
$36K +$6.56K +3,142 +14%
RhumbLine Advisers
25
RhumbLine Advisers
Massachusetts
$33K

AST Hedge Fund Activity: Q1 2018 in Review

72 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q1 2018, worth a combined $15.9M — down 38% from $25.5M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of AST and 7 opened new positions — a net loss of 3 holders — while 14 trimmed existing stakes and 21 added.

The largest buyer was Vanguard Group, adding an estimated $920K. The largest seller was Fidelity Investments, exiting entirely with an estimated $1.6M sold.

  • 72 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q1 2018, down from 75 in Q4 2017.
  • Funds reported $15.9M of Asterias Biotherapeutics Inc. Series A stock for Q1 2018, down 38% quarter-over-quarter.
  • 7 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q1 2018 and 10 closed out, a net change of -3 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q1 2018 was Vanguard Group, an estimated $920K added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q1 2018 was Fidelity Investments, an estimated $1.6M sold.

Based on aggregated 13F filings for Q1 2018.