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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

42 hedge funds and large institutions have $4.43M invested in Asterias Biotherapeutics Inc. Series A in 2014 Q4 according to their latest regulatory filings, with 42 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more call options, than puts

Call options by funds: $5K | Put options by funds: $1K

Holders
42
Holders Change
+42
Holders Change %
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
42
Increased
Reduced
Closed
Calls
$5K
Puts
$1K
Net Calls
+$4K
Net Calls Change
+$4K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$3.17M +$3.95M +980,865 New
First Eagle Investment Management
2
First Eagle Investment Management
New York
$478K +$595K +147,838 New
PCA
3
Private Capital Advisors
Connecticut
$187K +$232K +57,649 New
Goldman Sachs
4
Goldman Sachs
New York
$116K +$144K +35,838 New
VKH
5
Virtu KCG Holdings
New York
$91K +$113K +28,023 New
CS
6
Credit Suisse
Switzerland
$91K +$113K +28,186 New
BBA
7
Baker Bros. Advisors
New York
$54K +$67.5K +16,775 New
AIM
8
Allen Investment Management
New York
$50K +$62.5K +15,524 New
DAM
9
Deltec Asset Management
New York
$49K +$60.4K +15,000 New
BCM
10
Bridgeway Capital Management
Texas
$43K +$53.8K +13,362 New
Group One Trading
11
Group One Trading
Illinois
$30K +$37.2K +9,245 New
TCIM
12
TIAA CREF Investment Management
New York
$15K +$18.1K +4,507 New
UBS Group
13
UBS Group
Switzerland
$11K +$13.5K +3,349 New
Bank of America
14
Bank of America
North Carolina
$7K +$8.09K +2,009 New
AIG
15
American International Group
New York
$6.89K +$8.57K +2,130 New
ABI
16
Adamant Biomedical Investments
Switzerland
$6K +$7.55K +1,875 New
JAM
17
JW Asset Management
Florida
$4K +$5.03K +1,250 New
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$3K +$3.34K +829 New
Morgan Stanley
19
Morgan Stanley
New York
$3K +$3.87K +960 New
Barclays
20
Barclays
United Kingdom
$3K +$4.63K +1,150 New
AssetMark Inc
21
AssetMark Inc
California
$2K +$2.01K +500 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$2K +$2.27K +563 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$2K +$2.5K +622 New
US Bancorp
24
US Bancorp
Minnesota
$2K +$2.77K +687 New
Citigroup
25
Citigroup
New York
$2K +$3.03K +752 New

AST Hedge Fund Activity: Q4 2014 in Review

42 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q4 2014, worth a combined $4.43M.

Buyers outnumbered sellers: 42 funds opened new AST positions and 0 closed out — a net gain of 42 holders — while 0 added to existing stakes and 0 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $3.95M.

  • 42 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q4 2014, up from 0 in Q3 2014.
  • Funds reported $4.43M of Asterias Biotherapeutics Inc. Series A stock for Q4 2014.
  • 42 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q4 2014 and 0 closed out, a net change of +42 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q4 2014 was Fidelity Investments, an estimated $3.95M added.

Based on aggregated 13F filings for Q4 2014.