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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

62 hedge funds and large institutions have $31.8M invested in Asterias Biotherapeutics Inc. Series A in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $32.6M → $31.8M (-$785K)

3% less funds holding

Funds holding: 6462 (-2)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

58% less call options, than puts

Call options by funds: $241K | Put options by funds: $569K

Holders
62
Holders Change
-2
Holders Change %
-3.13%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
16
Reduced
13
Closed
7
Calls
$241K
Puts
$569K
Net Calls
-$328K
Net Calls Change
-$202K
Name Holding Trade Value Shares
Change
Change in
Stake
BC
1
Broadwood Capital
New York
$12.6M
BlackRock
2
BlackRock
New York
$4.38M +$175K +51,882 +4%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.85M +$332K +98,726 +13%
NFC
4
Northeast Financial Consultants
Connecticut
$2.49M
Fidelity Investments
5
Fidelity Investments
Massachusetts
$2.42M
State Street
6
State Street
Massachusetts
$1.12M +$1.68K +500 +0.2%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$1.01M
Northern Trust
8
Northern Trust
Illinois
$993K -$19.9K -5,903 -2%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$617K +$27.8K +8,278 +5%
BCM
10
Bridgeway Capital Management
Texas
$503K
TCIM
11
TIAA CREF Investment Management
New York
$259K +$10.2K +3,029 +4%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$244K -$61.2K -18,200 -20%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$237K -$7.47K -2,220 -3%
FM
14
Family Management
New York
$195K +$33.6K +10,000 +21%
TA
15
Teachers Advisors
New York
$173K -$24.4K -7,247 -12%
Morgan Stanley
16
Morgan Stanley
New York
$160K +$26.8K +7,963 +20%
Charles Schwab
17
Charles Schwab
California
$156K
Wells Fargo
18
Wells Fargo
California
$152K -$34.4K -10,240 -19%
California State Teachers Retirement System (CalSTRS)
19
California State Teachers Retirement System (CalSTRS)
California
$151K -$11.4K -3,400 -7%
Group One Trading
20
Group One Trading
Illinois
$114K +$70.3K +20,900 +166%
Deutsche Bank
21
Deutsche Bank
Germany
$106K -$13.4K -3,973 -11%
AWS
22
AJ Wealth Strategies
New York
$101K
CL
23
CSS LLC
Illinois
$89K +$46.7K +13,882 +113%
RhumbLine Advisers
24
RhumbLine Advisers
Massachusetts
$79K +$2.67K +795 +4%
State of Wisconsin Investment Board
25
State of Wisconsin Investment Board
Wisconsin
$65K

AST Hedge Fund Activity: Q3 2017 in Review

62 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q3 2017, worth a combined $31.8M — down 2.4% from $32.6M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of AST and 5 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 16 added.

The largest buyer was Vanguard Group, adding an estimated $332K. The largest seller was Corrado Advisors, exiting entirely with an estimated $63K sold.

  • 62 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q3 2017, down from 64 in Q2 2017.
  • Funds reported $31.8M of Asterias Biotherapeutics Inc. Series A stock for Q3 2017, down 2.4% quarter-over-quarter.
  • 5 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q3 2017 and 7 closed out, a net change of -2 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q3 2017 was Vanguard Group, an estimated $332K added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q3 2017 was Corrado Advisors, an estimated $63K sold.

Based on aggregated 13F filings for Q3 2017.