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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

39 hedge funds and large institutions have $16.7M invested in Asterias Biotherapeutics Inc. Series A in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

277% more capital invested

Capital invested by funds: $4.43M → $16.7M (+$12.3M)

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

7% less funds holding

Funds holding: 4239 (-3)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1K

Holders
39
Holders Change
-3
Holders Change %
-7.14%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
8
Reduced
6
Closed
12
Calls
Puts
$1K
Net Calls
-$1K
Net Calls Change
-$5K
Name Holding Trade Value Shares
Change
Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$6.61M
BC
2
Broadwood Capital
New York
$4.32M +$3.17M +641,025 New
Vanguard Group
3
Vanguard Group
Pennsylvania
$3.43M +$2.52M +508,466 New
First Eagle Investment Management
4
First Eagle Investment Management
New York
$425K -$420K -84,800 -57%
Millennium Management
5
Millennium Management
New York
$374K +$274K +55,417 New
CS
6
Credit Suisse
Switzerland
$316K +$92.6K +18,700 +66%
Goldman Sachs
7
Goldman Sachs
New York
$312K +$51.7K +10,445 +29%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$221K +$162K +32,750 New
BCM
9
BlueCrest Capital Management
Jersey
$124K +$91.2K +18,410 New
AIM
10
Allen Investment Management
New York
$105K
DAM
11
Deltec Asset Management
New York
$101K
BCM
12
Bridgeway Capital Management
Texas
$90K
BIT
13
BlackRock Institutional Trust
California
$66K +$48.7K +9,829 New
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$40K +$29.9K +6,041 New
UBS Group
15
UBS Group
Switzerland
$33K +$7.72K +1,558 +47%
Group One Trading
16
Group One Trading
Illinois
$31K -$23.2K -4,688 -51%
TCIM
17
TIAA CREF Investment Management
New York
$30K
Morgan Stanley
18
Morgan Stanley
New York
$27K +$14.8K +2,988 +311%
Bank of America
19
Bank of America
North Carolina
$14K +$243 +49 +2%
BAMS
20
Bellevue Asset Management (Switzerland)
Switzerland
$13K +$9.29K +1,875 New
AIG
21
American International Group
New York
$8.74K -$4.13K -833 -39%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$7K +$1.49K +300 +48%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$6K
Citigroup
24
Citigroup
New York
$6K +$366 +74 +10%
Barclays
25
Barclays
United Kingdom
$5K -$1.64K -332 -29%

AST Hedge Fund Activity: Q1 2015 in Review

39 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q1 2015, worth a combined $16.7M — up 277% from $4.43M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of AST and 10 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 8 added.

The largest buyer was Broadwood Capital, opening a new position worth an estimated $3.17M. The largest seller was First Eagle Investment Management, cutting an estimated $420K.

  • 39 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q1 2015, down from 42 in Q4 2014.
  • Funds reported $16.7M of Asterias Biotherapeutics Inc. Series A stock for Q1 2015, up 277% quarter-over-quarter.
  • 10 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q1 2015 and 12 closed out, a net change of -2 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q1 2015 was Broadwood Capital, an estimated $3.17M added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q1 2015 was First Eagle Investment Management, an estimated $420K sold.

Based on aggregated 13F filings for Q1 2015.