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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

75 hedge funds and large institutions have $25.5M invested in Asterias Biotherapeutics Inc. Series A in 2017 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 25 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 6

213% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 8

21% more funds holding

Funds holding: 6275 (+13)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

20% less capital invested

Capital invested by funds: $31.8M → $25.5M (-$6.31M)

83% less call options, than puts

Call options by funds: $64K | Put options by funds: $384K

Holders
75
Holders Change
+13
Holders Change %
+20.97%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
25
Reduced
8
Closed
6
Calls
$64K
Puts
$384K
Net Calls
-$320K
Net Calls Change
+$8K
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
51
Poehling Capital Management
Wisconsin
$6K +$7.09K +2,802 New
Fifth Third Bancorp
52
Fifth Third Bancorp
Ohio
$5K -$2.1K -829 -29%
FCMT
53
Founders Capital Management (Texas)
Texas
$5K +$5.06K +2,000 New
IA
54
IFP Advisors
Florida
$3K -$526 -208 -16%
AIP
55
Ameritas Investment Partners
Nebraska
$2K
US Bancorp
56
US Bancorp
Minnesota
$2K
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$1K
LTFS
58
Ladenburg Thalmann Financial Services
Florida
$1K
MAM
59
Meeder Asset Management
Ohio
$1K +$407 +161 +54%
CL
60
CSS LLC
Illinois
-$89K -26,115 Closed
CS
61
Credit Suisse
Switzerland
-$60K -17,613 Closed
NFA
62
Nationwide Fund Advisors
Ohio
-$47K -13,931 Closed
CFA
63
Carroll Financial Associates
North Carolina
-$17K -5,150 Closed
Royal Bank of Canada
64
Royal Bank of Canada
Ontario, Canada
-$5.45K -2,154 -92%
AG
65
Advisor Group
Arizona
-$1.77K -698 -93%
CAC
66
Certified Advisory Corp
Florida
+$3 +1 New
BBA
67
Braun-Bostich & Associates
Pennsylvania
+$8 +3 New
TFS
68
TrustCore Financial Services
Tennessee
+$15 +6 New
PCA
69
Providence Capital Advisors
North Carolina
+$30 +12 New
SWP
70
Stratos Wealth Partners
Ohio
+$91 +36 New
PFO
71
Pathstone Family Office
New Jersey
+$104 +41 New
DCM
72
Delpha Capital Management
New York
+$291 +115 New

AST Hedge Fund Activity: Q4 2017 in Review

75 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q4 2017, worth a combined $25.5M — down 20% from $31.8M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new AST positions and 6 closed out — a net gain of 13 holders — while 25 added to existing stakes and 8 trimmed.

The largest buyer was Broadwood Capital, adding an estimated $4.03M. The largest seller was Family Management, cutting an estimated $119K.

  • 75 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q4 2017, up from 62 in Q3 2017.
  • Funds reported $25.5M of Asterias Biotherapeutics Inc. Series A stock for Q4 2017, down 20% quarter-over-quarter.
  • 19 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q4 2017 and 6 closed out, a net change of +13 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q4 2017 was Broadwood Capital, an estimated $4.03M added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q4 2017 was Family Management, an estimated $119K sold.

Based on aggregated 13F filings for Q4 2017.