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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

54 hedge funds and large institutions have $11.3M invested in Asterias Biotherapeutics Inc. Series A in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

13% less funds holding

Funds holding: 6254 (-8)

15% less capital invested

Capital invested by funds: $13.3M → $11.3M (-$2M)

40% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 15

67% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 12

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $163K

Holders
54
Holders Change
-8
Holders Change %
-12.9%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
9
Reduced
15
Closed
12
Calls
Puts
$163K
Net Calls
-$163K
Net Calls Change
-$25K
Name Holding Trade Value Shares
Change
Change in
Stake
CFA
26
Carroll Financial Associates
North Carolina
$6K
PA
27
Parallel Advisors
California
$5K
FCMT
28
Founders Capital Management (Texas)
Texas
$4K
UBS Group
29
UBS Group
Switzerland
$4K +$4.07K +2,621 +528%
MAM
30
Meeder Asset Management
Ohio
$4K +$4.09K +2,637 +407%
Fifth Third Bancorp
31
Fifth Third Bancorp
Ohio
$3K
IA
32
IFP Advisors
Florida
$3K
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$2.02K
Bank of America
34
Bank of America
North Carolina
$1K -$31.7K -20,404 -98%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$1K -$314 -202 -28%
Citigroup
36
Citigroup
New York
$1K -$78 -50 -8%
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$1K
US Bancorp
38
US Bancorp
Minnesota
$1K
APA
39
American Portfolios Advisors
New York
$26
NFC
40
Northeast Financial Consultants
Connecticut
-$988K -732,265 Closed
PP
41
Paloma Partners
Connecticut
-$194K -143,800 Closed
LCM
42
Laurion Capital Management
New York
-$63K -46,776 Closed
OAM
43
Oxford Asset Management
United Kingdom
-$55K -40,016 Closed
Deutsche Bank
44
Deutsche Bank
Germany
-$26K -19,154 Closed
Jane Street
45
Jane Street
New York
-$16K -12,051 Closed
FM
46
Family Management
New York
-$14K -10,424 Closed
FIA
47
FNY Investment Advisers
New York
-$5K -4,230 Closed
PCM
48
Poehling Capital Management
Wisconsin
-$4K -3,302 Closed
TRCT
49
Tower Research Capital (TRC)
New York
-$2K -1,637 Closed
LTFS
50
Ladenburg Thalmann Financial Services
Florida
-$64 -41 -9%

AST Hedge Fund Activity: Q3 2018 in Review

54 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q3 2018, worth a combined $11.3M — down 15% from $13.3M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of AST and 4 opened new positions — a net loss of 8 holders — while 15 trimmed existing stakes and 9 added.

The largest buyer was Renaissance Technologies, adding an estimated $127K. The largest seller was Northeast Financial Consultants, exiting entirely with an estimated $988K sold.

  • 54 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q3 2018, down from 62 in Q2 2018.
  • Funds reported $11.3M of Asterias Biotherapeutics Inc. Series A stock for Q3 2018, down 15% quarter-over-quarter.
  • 4 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q3 2018 and 12 closed out, a net change of -8 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q3 2018 was Renaissance Technologies, an estimated $127K added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q3 2018 was Northeast Financial Consultants, an estimated $988K sold.

Based on aggregated 13F filings for Q3 2018.