We are live on ! Find out more
AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

72 hedge funds and large institutions have $15.9M invested in Asterias Biotherapeutics Inc. Series A in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 14 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 14

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 7572 (-3)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

38% less capital invested

Capital invested by funds: $25.5M → $15.9M (-$9.65M)

55% less call options, than puts

Call options by funds: $106K | Put options by funds: $233K

Holders
72
Holders Change
-3
Holders Change %
-4%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
21
Reduced
14
Closed
10
Calls
$106K
Puts
$233K
Net Calls
-$127K
Net Calls Change
+$193K
Name Holding Trade Value Shares
Change
Change in
Stake
WJA
26
Williams Jones & Associates
New York
$29K +$10.4K +5,000 +33%
State of Wisconsin Investment Board
27
State of Wisconsin Investment Board
Wisconsin
$28K
AIG
28
American International Group
New York
$27K -$2.12K -1,017 -5%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$25K +$10.6K +5,091 +43%
AWS
30
AJ Wealth Strategies
New York
$22K -$30.5K -14,624 -49%
VOYA Investment Management
31
VOYA Investment Management
Georgia
$20K
CS
32
Credit Suisse
Switzerland
$16K +$23.1K +11,049 New
AllianceBernstein
33
AllianceBernstein
Tennessee
$15K
FM
34
Family Management
New York
$15K
BIAS
35
Beacon Investment Advisory Services
New Jersey
$15K +$21.9K +10,500 New
New York State Common Retirement Fund
36
New York State Common Retirement Fund
New York
$14K
BNP Paribas Financial Markets
37
BNP Paribas Financial Markets
France
$11.8K +$2.46K +1,176 +17%
JP Morgan Chase
38
JP Morgan Chase
New York
$9K -$888 -425 -7%
Barclays
39
Barclays
United Kingdom
$8K +$3.04K +1,456 +31%
Citigroup
40
Citigroup
New York
$7K +$1.77K +846 +24%
CFA
41
Carroll Financial Associates
North Carolina
$7K +$10.8K +5,150 New
Legal & General Group
42
Legal & General Group
United Kingdom
$6K
Bank of America
43
Bank of America
North Carolina
$5K -$2.53K -1,211 -29%
PA
44
Parallel Advisors
California
$5K +$418 +200 +6%
PCM
45
Poehling Capital Management
Wisconsin
$5K +$1.04K +500 +18%
FCMT
46
Founders Capital Management (Texas)
Texas
$4K +$2.09K +1,000 +50%
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$3K
IA
48
IFP Advisors
Florida
$3K
AIP
49
Ameritas Investment Partners
Nebraska
$1K
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$1K

AST Hedge Fund Activity: Q1 2018 in Review

72 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q1 2018, worth a combined $15.9M — down 38% from $25.5M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of AST and 7 opened new positions — a net loss of 3 holders — while 14 trimmed existing stakes and 21 added.

The largest buyer was Vanguard Group, adding an estimated $920K. The largest seller was Fidelity Investments, exiting entirely with an estimated $1.6M sold.

  • 72 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q1 2018, down from 75 in Q4 2017.
  • Funds reported $15.9M of Asterias Biotherapeutics Inc. Series A stock for Q1 2018, down 38% quarter-over-quarter.
  • 7 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q1 2018 and 10 closed out, a net change of -3 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q1 2018 was Vanguard Group, an estimated $920K added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q1 2018 was Fidelity Investments, an estimated $1.6M sold.

Based on aggregated 13F filings for Q1 2018.