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AST

Asterias Biotherapeutics Inc. Series A
AST

Delisted

AST was delisted on the 7th of March, 2019.

75 hedge funds and large institutions have $25.5M invested in Asterias Biotherapeutics Inc. Series A in 2017 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 25 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 6

213% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 8

21% more funds holding

Funds holding: 6275 (+13)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

20% less capital invested

Capital invested by funds: $31.8M → $25.5M (-$6.31M)

83% less call options, than puts

Call options by funds: $64K | Put options by funds: $384K

Holders
75
Holders Change
+13
Holders Change %
+20.97%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
25
Reduced
8
Closed
6
Calls
$64K
Puts
$384K
Net Calls
-$320K
Net Calls Change
+$8K
Name Holding Trade Value Shares
Change
Change in
Stake
RhumbLine Advisers
26
RhumbLine Advisers
Massachusetts
$52K
Simplex Trading
27
Simplex Trading
Illinois
$49K +$36.4K +14,391 +192%
Creative Planning
28
Creative Planning
Kansas
$47K +$52.4K +20,697 New
AIG
29
American International Group
New York
$45K +$4.68K +1,851 +10%
State of Wisconsin Investment Board
30
State of Wisconsin Investment Board
Wisconsin
$43K
WJA
31
Williams Jones & Associates
New York
$34K
VOYA Investment Management
32
VOYA Investment Management
Georgia
$31K
SG Americas Securities
33
SG Americas Securities
New York
$31K +$34.9K +13,800 New
Goldman Sachs
34
Goldman Sachs
New York
$27K -$1.21K -478 -4%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$27K +$3.22K +1,274 +12%
WS
36
Wedbush Securities
California
$25K +$27.8K +11,000 New
FM
37
Family Management
New York
$23K -$119K -47,000 -82%
AllianceBernstein
38
AllianceBernstein
Tennessee
$23K +$506 +200 +2%
New York State Common Retirement Fund
39
New York State Common Retirement Fund
New York
$22K
BNP Paribas Financial Markets
40
BNP Paribas Financial Markets
France
$15.7K +$11.6K +4,578 +192%
JP Morgan Chase
41
JP Morgan Chase
New York
$14K +$16.1K +6,381 New
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$13K +$14.1K +5,576 New
UBS Group
43
UBS Group
Switzerland
$12K +$9.81K +3,878 +297%
Barclays
44
Barclays
United Kingdom
$11K +$10.3K +4,069 +601%
Legal & General Group
45
Legal & General Group
United Kingdom
$10K
Bank of America
46
Bank of America
North Carolina
$10K +$5.64K +2,228 +111%
Macquarie Group
47
Macquarie Group
Australia
$9K +$9.62K +3,800 New
Parallax Volatility Advisers
48
Parallax Volatility Advisers
California
$9K +$9.99K +3,948 New
PA
49
Parallel Advisors
California
$8K
Citigroup
50
Citigroup
New York
$8K +$7.36K +2,907 +433%

AST Hedge Fund Activity: Q4 2017 in Review

75 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Asterias Biotherapeutics Inc. Series A (AST) for Q4 2017, worth a combined $25.5M — down 20% from $31.8M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new AST positions and 6 closed out — a net gain of 13 holders — while 25 added to existing stakes and 8 trimmed.

The largest buyer was Broadwood Capital, adding an estimated $4.03M. The largest seller was Family Management, cutting an estimated $119K.

  • 75 institutional investors held Asterias Biotherapeutics Inc. Series A (AST) as of Q4 2017, up from 62 in Q3 2017.
  • Funds reported $25.5M of Asterias Biotherapeutics Inc. Series A stock for Q4 2017, down 20% quarter-over-quarter.
  • 19 funds opened new Asterias Biotherapeutics Inc. Series A positions in Q4 2017 and 6 closed out, a net change of +13 holders.
  • The largest Asterias Biotherapeutics Inc. Series A buyer in Q4 2017 was Broadwood Capital, an estimated $4.03M added.
  • The largest Asterias Biotherapeutics Inc. Series A seller in Q4 2017 was Family Management, an estimated $119K sold.

Based on aggregated 13F filings for Q4 2017.